We combine industry knowledge and innovation to help firms discover new opportunities, avoid potential obstacles, and achieve future business efficiency and growth from their CAT implementation.
The Broadridge Regulatory Reporting Service provides the necessary framework to:
- Consolidate data across multiple systems, asset classes, formats and reporting regimes leveraging our experience globally as a provider of regulatory reporting (e.g. OATS, EBS, TRACE, MSRB, Dodd Frank, MiFID II)
- Increase transparency of data sourcing and lifecycle with data lineage tools, rules transparency visualization, event linkage and Firm Designated ID (FDID) management and linkage
- Standardize the model for enabling compliance with a mutualized rules engine, optimized manager and end-user workflows, real-time ingestion and evaluation of events pre and post submission