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Broadridge Annual Meeting Guidebook
This eGuide is intended to orient you to the U.S. proxy process, and provide tips and guidance along the way.
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When brokers work with Broadridge you benefit from a provider who plans, executes and delivers your proxy and shareholder communications with modern and proven processing solutions. Using our centralized solution you work with a single entity across all your street positions, simplifying the process.
Non-Objecting Beneficial Owners (NOBO) List Requests
A NOBO list contains beneficial shareholder name, mailing address and share amounts. A company can request a NOBO list from Broadridge, and we will obtain a consolidated list from our bank and broker clients for a given record date. Broadridge will provide this list to you on a CDROM.
Please note: The record date must be two or more business days from the request date and will take five days from the record date to process. E-mail addresses and telephone numbers are not included on the NOBO list.
Non Objecting Beneficial Owner (NOBO) Request Form
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“Broadridge's technologies and processing... saved corporate issuers and mutual funds an estimated $2.6 billion.”
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