Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

Corporate Actions

Tailored solutions for all Corporate Actions events

Secure, flexible and scalable technology combined with expert services drive successful outcomes. From a complicated event to the simplest exchange, rely on Broadridge to execute your corporate actions with speed and compliance while delivering an exceptional shareholder experience.

The only single-source corporate actions solution

Your dedicated team of experts leverage targeted strategies and proprietary technologies to manage your important events. From planning to post-event insight, you will have the data and delivery tools to drive success.

Robust, Single-Source Solution

Dedicated Event Manager

Wide Range of Agency Services

Data Management and Security

Multichannel Communications

Reporting and Analytics

Expert services, leading-edge technology

Rely on our team to ensure your transaction goes smoothly and compliantly and your shareholders are satisfied. Our experts leverage an automated, end-to-end corporate actions processing solution for accuracy, transparency and efficiency. And, our digital communications solutions enhance engagement and boost results.

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Single-Source Efficiency

Take advantage of a simplified approach to corporate disclosures and shareholder communications.

How We Can Help

Experience and scale to drive your corporate actions.

4,400

Transaction mailings executed.

11M+

Shareholder accounts represented.

80%+

Outstanding shares in U.S. and 50%+ outside the U.S. processed by Broadridge.

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Corporate Issuer Insights

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15(c) Board Reporting

22c-2 Compliance

Advisor Resource Center

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Capital Markets Disclosures

Cash Management

Collateral Management

Composition and Publishing for Legal Documents

Connectivity

Consumer Preference and Profile Management

Continuing Education

Credit and Market Risk

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Experience Management

Direct Marketing

Document Composition

EDGARForms

Enhanced Packaging

Enhanced Proxy Design

Equity Trade Processing

ESG Advisory Services

Expense Management and Fee Validation

Expense Management business process outsourcing

Financial Reporting

Fixed Income Trade Processing

Foreign Exchange Trade Processing

Global Securities Class Action Services

Global SWIFT Services

Global Tax Reclaim and State Tax Reporting

Intelligent Prospecting

Intraday Risk Monitoring

Investment Accounting

Managed Services, Hosting and Integration

Newsletters

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery and Postal Optimization

Print Marketing

Private Fund Compliance Reporting

Proxy Services

ProxyVote

Rapid Onboarding

Reconciliation

Reconciliation Managed Services

Reference Data Management

Registered Proxy Services

Regulatory Communications

Revenue Management and Fee Billing

Sales and Asset Reporting

Securities Finance

Seminars

Shareholder Data Services

Sponsored Name Placement

Stock Transfer

Tax Services

Trading Platforms

Vdr

Virtual Shareholder Meeting

Wealth Insight Services

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