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Global Securities Class Action Services

Handle class actions and collective redress opportunities with confidence.

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Dedicated advocates put your needs first

Our team includes 375+ years of securities class action expertise, comprised of members with distinguished careers as litigators, settlement program architects, claims administrators, claims auditors, data analysts, and anti-fraud professionals. Our deep relationships with all the major firms, funders, and administrators provide us with a unique access and a clear line of sight to advocate for you.

We cover all security types, all jurisdictions and all legal remedies globally

Broadridge monitors class and collective action developments globally. Our proprietary technology analyzes and matches all investment positions to identify recovery opportunities in every case and to every investor.

Keep everyone informed via multichannel notifications

Fiduciary obligations require banks and broker dealers to notify investors of their legal rights. You can reach all affected investors through Broadridge’s distribution of class action notices via print or electronic delivery.

Access settlement funds that may be owed to your firm

Broadridge has complete global antitrust coverage for all securities and financial instruments. Additionally, we can help you convert recovery opportunities in product and service antitrust class actions brought on behalf of purchasers of goods and services through our partnership with Financial Recovery Strategies (FRS)

Don’t leave money on the table

Robust Litigation Research and Monitoring

Captures and organizes case information from hundreds of public and subscription sites globally.

Industry-Leading Technology and Security

Secure and intelligent storage, management, and opportunity matching tools for portfolio data.

Insights and Expertise

Dedicated team members with experience ranging from post-filing tracking, audit and reconciliation advocacy.

Employ best practices to identify and convert opportunities

Broadridge serves over 800 of the leading global investment firms, including asset managers, broker dealers, hedge funds, registered investment advisors, pension funds, and trust banks. Being the only global fintech and S&P 500 company to provide this service, our clients’ data is protected by our market leading privacy and data security measures. As global securities class actions continue to increase in both quantity and complexity, we’re helping our clients by:  

  • Streamlining notifications, class action research, and filing to maximize recovery, while minimizing the risk of a missed settlement opportunity
  • Offering custom support and analysis in opt-in and antitrust litigations by leveraging our in-house expertise and relationships across the industry
  • Adding transparency and predictability into each step of the class action recovery process, from case monitoring all the way to distribution through our robust client portal
As the class action market grows, becomes more complex, and expands to more markets, Broadridge is investing in the right people and technology to keep clients ahead of the curve.
As the class action market grows, becomes more complex, and expands to more markets, Broadridge is investing in the right people and technology to keep clients ahead of the curve.
Discover how we can help you confidently handle class actions and collective redress proceedings.

Discover how we can help you confidently handle class actions and collective redress proceedings.

Contact Us