Mutual Fund Data and Suitability

Simplify investor disclosure with technology and data

Powered by proprietary technology, Broadridge FundPOINT^® suite provides data and workflows to enhance advisor productivity and ensure best interests. Simplify rollovers, perform suitability and compare portfolios with fee transparency and clarity.

Add certainty and simplicity to investor transactions

Let technology and data drive fee transparency. Our FundPOINT modules offer the data and workflows to disclose, document and archive advisor recommendations with current fees, rules and information.

Regulatory Document Library

Proprietary EDGAR Sourcing

Mutual Fund, ETF and VA Data

Advisor Workflows

Portfolio & Rollover Analysis

Archival

Elevate Fiduciary Standards for Every Advisor

Put every advisor on a level playing field with a simple web tool that combines robust data with the most efficient workflows to perform rollovers, suitability and portfolio comparisons.

Data-driven investor disclosure, updated daily

Improve operational efficiency, increase accuracy and mitigate risk

Proprietary “fund mapping” technology assures timely, accurate information
Comprehensive data feeds for mutual funds, ETFs, variable annuities and 529 plans
Fee transparency and investor disclosure for point-of-sale transactions

Suitability analysis for funds or share classes

Validate fund recommendations with a simple suitability tool

Perform suitability for up to five funds within the same asset category
Perform suitability analysis for all eligible share classes within a fund
Proprietary value ranking reviews funds on performance, expense, risk and consistency
Automate documentation and archival of advisor recommendations

Simplified rollover reviews across portfolios

Compare 401(k) plans against IRA portfolios built from funds on your sell list

Review a client’s previous and current 401(k) plan and new IRA options
View at-a-glance breakdown of portfolios by asset categories
Easily compare plan features such as loans
Review cost projections at various time horizons

Streamlined approach for portfolio comparisons

Compare asset allocation models clearly and easily

Quickly build portfolios from your sell list, aligned to asset allocation goals
Compare diverse asset allocation models based on projected costs and value
Perform share class analysis to select the right share class within desired funds
Choose from among separate advisory programs, based on firm-level restrictions

Get current and historical fund information

Automate fund alerts and simplify fund research

Receive daily alerts to notify you of fund changes
Track other fund changes for competitive analysis
Access current and historical documents
Use filters to simplify and narrow your search

See Product Specifications

Video

FundPOINT Fiduciary Solutions

Make “best interests” a competitive advantage. FundPOINT simplifies fiduciary standards with a web tool that combines robust data with the most efficient workflows to perform rollovers, suitability and portfolio comparisons.

How We Can Help

Industry-leading data and advisor workflows for disclosure

40K+

CUSIPs monitored from the SEC EDGAR system daily.

400M+

Pieces of regulatory communications delivered electronically each year.

1,678

Average new CUSIP filings on EDGAR daily.

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Mutual Fund Data and Suitability

Simplify investor disclosure with technology and data

Add certainty and simplicity to investor transactions

Let technology and data drive fee transparency. Our FundPOINT modules offer the data and workflows to disclose, document and archive advisor recommendations with current fees, rules and information.

Elevate Fiduciary Standards for Every Advisor

Put every advisor on a level playing field with a simple web tool that combines robust data with the most efficient workflows to perform rollovers, suitability and portfolio comparisons.

Data-driven investor disclosure, updated daily

Suitability analysis for funds or share classes