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About Broadridge

Our Leadership Team

Meet the Broadridge leadership team

Meet the executive leadership team at Broadridge responsible for mobilizing our global network of exceptionally talented, client-focused, and forward-thinking associates.

Executive Leadership

Tim Gokey

Chief Executive Officer, Management

Tim is the Chief Executive Officer of Broadridge, having been appointed to this role in January 2019. He was elected to the Broadridge Board of Directors in 2019. Tim served as President of Broadridge from 2017 to 2020 and as Chief Operating Officer from 2012 to 2019. He joined Broadridge in 2010 as Chief Corporate Development Officer and was responsible for the company’s growth initiatives. Prior to joining Broadridge, Tim was President of the Retail Tax business at H&R Block. Earlier, he spent 13 years at McKinsey and Company. Tim also serves on the Board of C.H. Robinson Worldwide, Inc. Mr. Gokey is a member of the board of directors of the Partnership for New York City.

Chris Perry

President

Chris was appointed President of Broadridge in March 2020. Previously, he served as our Corporate Senior Vice President, Global Sales, Marketing and Client Solutions from 2014 to 2020. Chris leads Broadridge's top clients and partners, overseeing Broadridge International, and coordinating Broadridge's overall growth strategy. He joined Broadridge in 2014 after more than 25 years in banking, brokerage and financial information services. Most recently, he was Global Managing Director of Risk for the Financial & Risk division of Thomson Reuters. Over the previous 14 years, Chris held numerous roles at Thomson Reuters and its predecessor, Thomson Financial. Chris currently serves on the Board of the Financial Services Institute.

Edmund Reese

Chief Financial Officer

Edmund joined Broadridge in November 2020 from American Express, where he most recently served as Senior Vice President and CFO of the Global Consumer Services Group. Prior to joining American Express in 2009, he held senior finance positions at Merrill Lynch and Citigroup Smith Barney. Edmund brings to Broadridge deep financial leadership experience that spans investments, M&A, product launches, contract negotiations, strategy and operations. He also serves on the Board of Directors of The Hartford and the President’s Advisory Committee at Clemson University.

Robert Schifellite

Corporate Senior Vice President, Investor Communication Solutions
President, Investor Communication Solutions

Bob is responsible for all aspects of our Investor Communication Solutions business segment, including our bank broker-dealer, corporate issuer, mutual fund and retirement, and customer communications solutions businesses. Bob has held various leadership roles across Investor Communication Solutions since Broadridge became an independent company in 2007. Prior to that, he joined ADP’s Brokerage Services Group in 1992.

Michael Alexander LinkedIn LinkedIn Icon

President, Wealth Management

Mike is President of Wealth Management at Broadridge, with leadership responsibility for the Broadridge Wealth Platform; the next-generation industry-level open platform that uniquely address Wealth Management firms’ need to transform their technology and business models. Prior to joining Broadridge, he was Senior Vice President of Operations at Charles Schwab.

Jason Birmingham

Chief Technology Officer, GTO

Jason joined Broadridge in June 2019 to serve as Chief Technology Officer for the company’s GTO (Global Technology and Operations) segment. In this capacity, he leads engineering, quality assurance, and architecture globally across Capital Markets, Wealth, and Asset Management. Prior to joining Broadridge, Jason had an extensive career including more than 12 years with Fannie Mae, where he served as the Head of Capital Markets and Finance Technology, as well as various management consulting roles at PwC and Navigant.

Naadia Y. Burrows

Chief Diversity Officer

Naadia assumed the position of Chief Diversity Officer effective November 2020. Partnering with business units and Human Resources, she is dedicated to the design and implementation of a holistic strategy for diversity, equity and inclusion (DEI). Naadia also serves as an advisor on key global initiatives including the Executive Diversity Council, Associate Networks, recruitment and compliance. Most recently, she served as the Head of the Broadridge Mutual Fund Regulatory Communications Business. Naadia brings 25 years of Broadridge experience to her role.

Thomas Carey

Corporate Vice President,
President of Global Technology and Operations

Tom assumed responsibility for all aspects of the Global Technology and Operations business segment in 2018 covering capital markets, wealth, and asset management solutions. Tom has held various leadership roles across Broadridge most recently serving as President of Broadridge International where he was responsible for the growth and distribution across our businesses in Europe and Asia.

Matt Connor

Chief Operating Officer, Global Technology and Operations

Matt is responsible for driving operational excellence and delivering revenue growth across Global Technology and Operations. Prior to this, Matt, who joined the Company in 2007, served as Broadridge's Interim Chief Financial Officer, the chief financial officer of GTO and has held a variety of roles in finance and business unit leadership, including leading our fixed income securities processing business. Prior to joining Broadridge, he held senior finance roles at Gartmore Global Investments, First USA, and CoreStates Bank.

Tyler Derr

Chief Technology Officer

Tyler leads our enterprise technology and development organizations. He serves as the senior-most technology officer for Broadridge, which includes overseeing Broadridge’s global technology teams including: enterprise-wide software engineering, product delivery, architecture, infrastructure, cybersecurity, and technology operations. Tyler joined Broadridge in 2012 as the CTO for our Global Technology and Operations business, and also as its Chief Administrative Officer. Prior to joining Broadridge, he worked at OppenheimerFunds, was the CTO for the global tax business of H&R Block and in private equity.

Doug DeSchutter

President, Bank Broker-Dealer, Customer Communications, and Digital CoE

Doug took the helm of the Broadridge Bank Broker-Dealer business in January of 2023, adding leadership of our US Proxy, Global Proxy and Prospectus businesses to his current role as head of Broadridge Customer Communications and the Digital Center of Excellence. Doug served as the Chief Strategy and Business Development Officer when Broadridge first became an independent company. Prior to joining Broadridge, he held roles at ADP and Lehman Brothers.

Michael Dignam

President, Broadridge Canada

Michael is responsible for all aspects of our business in Canada. He previously served as President of Broadridge Canadian Securities Processing Solutions and led the Broadridge acquisition of RPM Technologies. Earlier, Michael was also actively involved in many client implementations across Canada and managed the Client Services division. He first joined ADP’s Brokerage Services Group in 1981 shortly after the opening of the Canadian business.

Dorothy J. Flynn

President, Corporate Issuer Solutions

Dorothy joined Broadridge in 2017 and is responsible for all solutions provided to our corporate issuer clients. She leads a team of international associates and is part of the governance and communications business. Prior to joining Broadridge, Dorothy held leadership positions in investor relations and human resources at The Walt Disney Company. Prior to Disney, Dorothy was CEO of The Keane Organization and Chief Operating Officer of The Richardson Company. Dorothy is the Chairperson of the Board of Directors for Uplift, The Center For Grieving Children and is on the Board of Directors of Truly You Events.

Ashima Ghei

Chief Financial Officer, ICS

Ashima joined Broadridge in January 2022, assuming the role of Chief Financial Officer, ICS (Investor Communication Solutions). As a key partner to ICS President Bob Schifellite and his leadership team, her responsibilities include leading investment optimization, product profitability initiatives, pricing, contract negotiation, and planning and analytics. Prior to joining Broadridge, Ashima spent 18 years at American Express where she held a range of increasingly senior roles, most recently serving as Head of Merchant Pricing for the Americas.

Keir D. Gumbs

Corporate Vice President
and Chief Legal Officer

Keir is our Corporate Vice President and Chief Legal Officer. He joined Broadridge in July 2021. Keir oversees our legal, compliance, and physical security teams, and will help lead Broadridge’s policy efforts. He joined Broadridge from Uber Technologies, Inc., where he most recently served as Deputy General Counsel and Deputy Corporate Secretary. Before Uber, Keir was a partner at Covington & Burling LLP. Prior to Covington, he was a lawyer in the Division of Corporate Finance of the Securities and Exchange Commission, including serving as Counsel to an SEC Commissioner.

John Hogan

Senior Managing Director

John served as our President until September 2013 and as our Chief Operating Officer until September 2012. Prior to Broadridge becoming an independent public company in 2007, John served as Group President of the Brokerage Services Group, and as a member of the Executive Committee and Corporate Officer of ADP. In this role, he shared the responsibility of running the Brokerage Services Group with Rich Daly.

Dipti Kachru

Global Chief Marketing Officer

Dipti joined Broadridge as the global CMO in January 2022. As a member of Broadridge’s executive leadership team, she leads all aspects of global marketing, including brand, advertising, digital marketing, content strategy, lead generation and events. Dipti is an experienced marketing leader with a proven record of building industry-leading brands and driving business growth. She joins Broadridge from JPMorgan Chase, where she recently served as CMO for Wealth Management. Dipti also held several senior consumer and wholesale marketing roles at J.P. Morgan and OppenheimerFunds, Inc.

Bob Kalenka

Corporate Vice President, Investor Communication Solutions Operations

Bob is responsible for the operations of our Investor Communication Solutions business and Broadridge’s global facilities. Until 2018, he was also responsible for global procurement. In 2016, Bob’s responsibilities were expanded to include the role of Chief Operations Officer of the Broadridge Customer Communications business. He joined ADP’s Brokerage Services Group in 1992 in the Investor Communication Services division as Director of Finance.

Martin Koopman

Chief Product Officer

Martin serves as Chief Product Officer, working across business units to drive delivery of world-class SaaS and other service offerings. He was formerly Broadridge President, Bank Broker-Dealer (BBD) and Head of Strategy & Business Development for ICS. Martin represented the New York Stock Exchange on the Boards of Directors of two joint ventures. He also held strategic leadership positions at NYSE Blue and ATS Brazil. Martin spent 20 years as a Fintech entrepreneur and co-founded trading-software company Cameron Systems. He started his career at The Boston Consulting Group. Martin has led several AI/machine learning initiatives. He is AWS Certified—Machine Learning Specialty.

Sheenam Ohrie

Managing Director, India

Sheenam was appointed Managing Director, India, in April 2022. In her role, she is instrumental in executing a key component of the Broadridge strategy. Sheenam is responsible for product management and engineering, operations and innovation for our India-based centers across our Investor Communication Solutions and Global Technology and Operations businesses. She joined Broadridge in September 2021 as Chief Operating Officer for India. Prior to that, Sheenam was an executive with Dell and an APJ CIO leader. She has also held global strategy, engineering and business leadership roles at Infosys, SAP and Oracle. She is an ICF-certified executive coach.

Frieda Lewis

Chief Commercial Diversity Officer

Frieda works to enhance the company's record of diversity both inside and outside the organization. She serves as a business catalyst, executing a diversity strategy that enables Broadridge to win in the global marketplace. In addition, Frieda is Managing Director of Global Relationship Management, responsible for coordinating significant global relationships.

Michael Liberatore

Corporate Vice President,
Chief Transformation Officer, ICS

Michael was appointed Chief Transformation Officer for Investor Communication Solutions in January 2022. He leads major transformational projects by driving revenue-generating initiatives that meet the business needs of our clients and align with Broadridge’s leading capabilities. Prior to assuming this role, Michael led our Mutual Fund and Retirement Solutions business, providing data-driven solutions that help asset managers and retirement providers grow revenue, reduce expense and mitigate risk. From 2004 to 2015, he held several finance and executive roles, including Chief Financial Officer of ICS and Operating Officer of Mutual Fund and Retirement Solutions. Michael joined ADP’s Brokerage Services Group in 2004.

Laura Matlin

Corporate Vice President, Deputy General Counsel, Chief Governance Officer and Chief Compliance Officer

Laura is responsible for our legal department’s operations and helps set the department’s strategy. In her role as Chief Governance Officer, Laura works closely with Broadridge’s Board of Directors and represents the company’s leadership on corporate governance issues. In 2017, the role of Chief Compliance Officer was added to her responsibilities. Prior Broadridge appointments include Associate General Counsel, Chief Privacy Officer and Assistant Corporate Secretary. Laura joined ADP in 1997.

Vijay Mayadas

Corporate Vice President, Capital Markets
President, Capital Markets

Vijay is responsible for our trading, post-trade processing, and data and analytics businesses. He was appointed President of the Capital Markets division in September 2020. Previously, Vijay led the Global Fixed Income and Analytics division within our Global Technology and Operations business. From 2013, when he joined Broadridge, to 2016, Vijay was responsible for our strategy, acquisitions, partnerships and other growth-related activities. Prior to joining Broadridge, he worked in private equity at IFA, strategy consulting at the Boston Consulting Group and he co-founded and sold a software company.

Michael Natoli

Chief Client Officer

Michael is our Chief Client Officer. He has over twenty years’ experience at Broadridge focused on the Governance and Regulatory, Wealth Management and Asset Management groups. Michael currently manages the relationship and service experience for over 5,000 clients and is launching a new Client Success initiative globally across Broadridge. Previously, he served as managing partner of Northeast Consulting Services for McGladrey & Pullen, LLP and as a systems architecture and application specialist at Shearson Lehman Brothers in New York. Michael has served on the Board and Finance Committee for the YMCA of Long Island and as a senior advisor for the Dominican Village, one of the first assisted care facilities in New York.

Kate O’Connor

Vice President,
Digital Center of Excellence

Kate leads our Digital Center of Excellence for product, governance and technology, a strategic entity that serves to promote cross-functional collaboration and align the organization’s digital priorities. Prior to Broadridge, Kate was Vice President at Charles Schwab where she spent 24 years building unique digital experiences and innovating in financial services.

John Oliveri

Chief Technology Officer,
Investor Communication Solutions

John oversees all of the technology for our Investor Communication Solutions segment, including application development, project management, business analysis, quality assurance and process governance. He has held various positions in client services, technology operations and application development for ADP then Broadridge since 1992. John serves on the Stony Brook Computer Science Industrial Advisor Board and the CAST Software Client Advisory Board.

Samir Pandiri

President, Broadridge International

Samir is responsible for our Post-Trade Technology, Global Proxy and Asset Management Data and Technology businesses outside of North America, with a special focus on Europe and Asia. He joined Broadridge in 2019 from BNY Mellon, where he was most recently Global CEO of the Asset Servicing Division and a member of the senior leadership team. Prior to joining BNY Mellon, Samir was with JPMorgan Chase and Bankers Trust in New York. He serves on the Board of the International Securities Services Association.

Vincent G. Roux

Senior Vice President,
Global Head of Corporate Development

Vince oversees all our inorganic investment activities, including acquisitions, strategic minority investments, divestitures, joint ventures, investments in private equity and venture capital, and enterprise-level capital partnerships. He joined Broadridge (then ADP) in 2003 and has since led over three dozen successful M&A transactions, helping to accelerate the execution of Broadridge’s strategies and propel Broadridge’s growth. Prior to Broadridge, Vince spent a decade in investment banking, primarily with Bear Stearns.

Bill Quinn

Chief Sales Officer, North America

Bill Quinn was appointed Chief Sales Officer, Americas for Broadridge in July 2021 after holding a series of increasingly senior positions with the company for more than a decade. In his current role, he is responsible for driving Broadridge sales delivery, and the evolution of our overall go-to-market execution through his simultaneous management of the Global Sales Strategy and Operations group. Bill’s more than 25-year career in financial services also included senior positions with Fidelity and ADP Brokerage Services.

Tom Scarpati

Chief Technology Officer, Infrastructure

Tom became a member of the Broadridge team in January 2022 as Chief Technology Officer, Infrastructure. His responsibilities in this role include strategic direction of the company’s enterprise infrastructure organization including data centers, hosting, networks, telecommunications, desktops, devices and service delivery. Prior to joining Broadridge, Tom served as Managing Director, Head of Infrastructure for Charles Schwab/TD Ameritrade and similar roles at Goldman Sachs.

Bob Santangelo

President, International Sales

Bob is responsible for sales internationally. Previously, he led our global bank, broker-dealer distribution channel, including global sales management, business development and strategic client initiatives. His experience spans capital markets, wealth management and investment management technology, operations and communications. Bob joined ADP in 1992 and has since served in various sales and marketing roles.

Germán Soto Sanchez

Senior Vice President,
Corporate Strategy

Germán oversees our corporate strategy function, focusing on partnerships and other growth-related activities. Prior to joining Broadridge, he was President and a member of the Board of Directors for Cloud9 Technologies, LLC, a cloud-based voice trading communications and analytics company. Previously, Germán held key roles at JPMorgan Chase & Co. Strategic Investments, AIC Private Equity and McKinsey & Co. Inc.

Rich Stingi

Chief Human Resources Officer

Rich was appointed our Chief Human Resources Officer in February 2021 after serving as Interim CHRO since September 2020. Since joining Broadridge in 2013, he has led improvement and transformation initiatives across our Human Resources department. Rich previously served as the lead HR business partner for our Global Technology and Operations business and our corporate functions. Prior to joining Broadridge, he spent 22 years at Goldman Sachs as a Managing Director in their Human Capital Management Division.

Michael Tae

President, Mutual Funds, Retirement, Issuer, and Data & Analytics

Mike was appointed President, Mutual Funds, Retirement, Issuer, and Data & Analytics in January 2023, adding to his leadership responsibilities for our Mutual Funds and Retirement Solutions (MFRS). He previously served as Chief Transformation Officer, Investor Communication Solutions and as Senior Vice President, Corporate Strategy. Prior to joining Broadridge, Mike was Senior Executive Vice President of Worldwide Services for Microstrategy. He also served as Director of Investments for the Troubled Asset Relief Program at the U.S. Department of Treasury and held positions at Merrill Lynch and McKinsey & Company.

Nadin Virani

Head of Corporate Planning and Analytics

Nadin joined Broadridge as Head of Corporate Planning and Analytics in August 2022. As leader of goal setting, his role is to set expectations for management, providing robust financial information — including results, forecasting and budgeting, competitive analysis, predictive modeling and performance against key metrics—to drive the decision-making process. Before joining Broadridge, Nadin served an 18-year tenure with American Express, where he held various CFO positions, most recently serving as General Manager for the Delta Amex co-brand portfolio.

Michael Dignam

President, Broadridge Canada

Michael is responsible for all aspects of our business in Canada. He previously served as President of Broadridge Canadian Securities Processing Solutions and led the Broadridge acquisition of RPM Technologies. Earlier, Michael was also actively involved in many client implementations across Canada and managed the Client Services division. He first joined ADP’s Brokerage Services Group in 1981 shortly after the opening of the Canadian business.

Board of Directors

Richard J. Daly

Executive Chairman, Management

Mr. Daly served as Chief Executive Officer of Broadridge from 2007 to 2019 and became Executive Chairman in 2019. He has been a member of our Board of Directors since 2007. Previously, Mr. Daly was Co-President of ADP Brokerage Services having founded and sold what is now the Investor Communications Segment of Broadridge to ADP. He is also a member of the Advisory Board of the National Association of Corporate Directors (NACD) and the Board of Directors of the SIFMA Foundation.

Leslie A. Brun

Lead Independent Director

Mr. Brun is Chairman and Chief Executive Officer of SARR Group, LLC, and Vice Chairman and Senior Advisor of G100 Companies. He joined our Board of Directors in 2007 and serves as Lead Independent Director. Mr. Brun served as Chairman of the Broadridge Board from 2011 to 2019. He also serves on the Boards of CDK Global Inc., Merck & Co., Inc. and Corning, Inc.

Pamela L. Carter

Independent Director, Audit Committee Chair

Ms. Carter is the retired President of Cummins Distribution Business, a division of Cummins Inc. She joined our Board of Directors in 2017, and serves as Chair of the Audit Committee and a member of the Governance and Nominating Committee. Ms. Carter also serves on the Boards of Enbridge Inc., CSX Corp. and Hewlett Packard Enterprise Company.

Robert N. Duelks

Independent Director,
Governance and Nominating Committee Chair

Mr. Duelks is a retired executive of Accenture. He is an advisor to the senior executives of Tree Zero. Mr. Duelks joined our Board of Directors in 2009, and serves as a member of the Audit Committee and the Governance and Nominating Committee. He is also a member of the Board of Trustees of Gettysburg College.

Melvin L. Flowers

Independent Director

Mr. Flowers most recently served as Corporate Vice President of Internal Audit and Enterprise Risk Management for Microsoft. He joined our Board of Directors in 2021, and serves as a member of the Audit Committee. Prior to Microsoft, Mr. Flowers was the Chief Financial Officer at Novatel Wireless as well as several other public and private companies. He is currently a member of the Board of Trustees of Seattle University where he serves as Chairman of the Audit Committee.

Tim Gokey

Chief Executive Officer, Management

Tim is the Chief Executive Officer of Broadridge, having been appointed to this role in January 2019. He was elected to the Broadridge Board of Directors in 2019. Tim served as President of Broadridge from 2017 to 2020 and as Chief Operating Officer from 2012 to 2019. He joined Broadridge in 2010 as Chief Corporate Development Officer and was responsible for the company’s growth initiatives. Prior to joining Broadridge, Tim was President of the Retail Tax business at H&R Block. Earlier, he spent 13 years at McKinsey and Company. Tim also serves on the Board of C.H. Robinson Worldwide, Inc. Mr. Gokey is a member of the board of directors of the Partnership for New York City.

Brett A. Keller

Independent Director

Mr. Keller is the Chief Executive Officer of Priceline.com. He joined our Board of Directors in 2015, and serves as a member of the Audit Committee and the Compensation Committee. Mr. Keller also serves on the National Advisory Council for the Marriott School of Management at Brigham Young University.

Maura A. Markus

Independent Director

Ms. Markus is the former President and Chief Operating Officer of the Bank of the West. She joined our Board of Directors in 2013, and serves as a member of the Audit Committee and the Compensation Committee. Ms. Markus is a member of the Board of Stifel Financial Corp. She also serves on the Board of Catholic Charities CYO of San Francisco and on Year Up Bay Area’s Talent and Opportunity Board. Ms. Markus is a trustee for the College of Mount Saint Vincent.

Eileen K. Murray

Independent Director

Ms. Murray, former Chair of the Board of Governors of Financial Industry Regulatory Authority (FINRA), joined our Board in 2022 and is a member of the Audit Committee and Governance and Nominating Committee. She brings deep leadership experience in complex financial and technology-driven organizations including Bridgewater Associates, LP, Credit Suisse and Morgan Stanley. Ms. Murray is currently on the boards of Guardian Life Insurance Company of America and HSBC Holdings plc. She has also served on the board of directors of the Business Council for International Understanding and The Depository Trust & Clearing Corporation and has been a Director of the Irish Arts Center since 2016.

Annette L. Nazareth

Independent Director

Annette joined our Board in 2021, and serves as a member of the Audit Committee and Compensation Committee. She currently serves as a Senior Counsel of Davis Polk & Wardwell and previously headed the firm’s Washington, D.C. office. Annette earlier served as SEC Commissioner from 2005 to 2008 and previously held several roles at the SEC, including Director, Division of Market Regulation (now the Division of Trading and Markets), Senior Counsel and Interim Director of the Division of Investment Management. She also previously held several senior positions at investment banks. Annette currently serves on several not-for-profit boards and the boards of Figure Acquisition Corp. I and Athena Technology Acquisition Corp., both public companies. She also serves as the Operating Lead of an international taskforce on scaling voluntary carbon markets.

Thomas J. Perna

Independent Director

Mr. Perna is the Chairman of the Board of Trustees of the Pioneer Mutual Fund Group. He joined our Board of Directors in 2009 and serves as a member of the Audit Committee and the Governance and Nominating Committee. Mr. Perna is also a member of multiple banking and securities industry associations.

Amit K. Zavery

Independent Director

Mr. Zavery is the head of platform for Google Cloud at Google. He joined our Board of Directors in 2019, and is a member of the Audit Committee. Mr. Zavery spent 24 years at Oracle, where he held various leadership roles, most recently as executive vice president and general manager of cloud platform and middleware products.

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