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About Broadridge

Fi360 Learning and Development

Gain the knowledge of prudent practices required to serve clients efficiently and grow your business.

Fiduciary Prudent Practices Built In

Brought to you by Fi360, the originator of the Accredited Investment Fiduciary® (AIF®) Designation, each learning and development solution is rooted in fiduciary best practices.  

The Leader in Fiduciary Education for 20+ Years

Go to the source: Fi360 launched the AIF® Designation and published Prudent Practices®, the original fiduciary handbook, with the American Institute of Certified Public Accountants (AICPA) in 2002.

Learning and Development for Advisors, Asset Managers and Institutions

A selection of courses in fiduciary best practices, practice management and more.

AIFTM - Prepares investment professionals and those managing investments on behalf of others to carry out their fiduciary responsibilities. Successful completion earns their Accredited Investment Fiduciary (AIF) Designation.


AIFATMEquated to master’s level coursework beyond AIF, successful completion earns an Accredited Investment Fiduciary Analyst (AIFA).


PPCTM - This training course teaches advisors a framework for managing successful and compliant 401(k) plans. Successful completion earns the Professional Plan Consultant (PPC) Designation.

FEA – Fiduciary Essentials for advisors focuses on the basics of fiduciary roles and responsibilities for advisors managing qualified retirement plan programs and individual retirement accounts.


FEDC - Fiduciary Essentials for Defined Contribution Plans is designed to help plans improve their fiduciary decision-making process while minimizing liability. This program includes content from, but not limited to, Anne Schleck, Rising Stars, Springboard, webinars and the fiduciary designation programs.


CEFEX – The CEFEX Firm-Level Certification is awarded to advisory firms that conform to the fiduciary best practices and required standards detailed by the Prudent Practices. Certified firms must voluntarily submit their business practices to an annual assessment conducted by AIFA Designees.

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See how easy it is to streamline engagement with the right digital tools.

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