Advisor Compensation

Manage compensation and incentives for advisors

Enhance advisor retention with streamlined compensation and incentive management, client account opening and maintenance, and books and records. Our solution provides advisors with dynamic sales reporting and analytics for their practice management.

Improve your advisor retention and performance

Provide your advisors with true practice management capabilities, deep insight into their revenue and expense, and a 360 degree view of their clients’ accounts and assets.

Commission Data Aggregation

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Compensation Calculations

Account Opening

Client Books and Records

Advisor Commission Portal

Data Management and Reporting

Help your advisors increase sales and improve productivity

The Advisor Portal provides a 360-degree view of investor's assets, simplifies account opening and gives access to comprehensive information needed to manage an advisor's book of business.

Learn More About Advisor Compensation

Compensation and Incentive Tools

Transform complex commission calculations to meet your business needs

Automated processing and reconciliation of industry feeds
Straight-through processing via interfaces to payroll and general ledger
Direct business “check and app” framework
Data mining tools for free querying of compensation data

Account Opening

Intuitive and exceptional experience for opening and maintaining client accounts

A comprehensive 360-degree view of an investor's financial portfolio, enabling advisors to better serve clients
Flexible workflow allows for remote OSJ approvals or direct routing to the home office
Ad-hoc reporting tools for advisors to view their complete book of business

Client Books and Records

A configurable platform that supports compliance and improves communications

Improve the collection and maintenance of customer account records
Support compliance with essential regulatory rules such as SEC Rule 17a-3 and FINRA rules 4510, Customer Account Records and 2090, Know Your Customer and DOL fiduciary regulations rules

Advisor Commission Portal

Intuitive web-based portal for advisors to manage their practices

Access current and historical sales and compensation performance information
Mine, view and extract critical information to service clients
Access the 360-degree view of your firm's assets

Data Management and Reporting

A comprehensive toolkit that supports diverse data from its inception to its archiving

Data aggregation of diverse commission information
Data cleansing and reconciliation of industry feeds
Reporting tools

Advisor Compensation - Basic

Turnkey solution for standardized implementation and accelerated speed to market

Compensation solution
Adjustments, splits and licensing
Financial and managerial reporting
Scalable, easy-to-use and flexible

See Product Specifications

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Broadridge Wealth Management Solutions

Discover Broadridge solutions for wealth management firms, advisors and investors and how they deliver a transformative wealth management experience.

How We Can Help

A veteran management team with strong domain expertise

Blue-chip financial institutions empower their advisors with this solution.

$2.8B

Amount of commissions and fees processed on this solution annually.

60M

Transactions processed annually.

Article

Trends in Non-cash Compensation: Toward a Shared Industry Utility

White Paper

Pathways to Attract and Retain Top Advisors

Fact Sheet

Advisor Compensation: A Comprehensive Approach to Compensation and Incentive Management

Resource

Recent Insights from the Wealth Industry

White Paper

Targeting the Digital Generation

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Advisor Compensation

Manage compensation and incentives for advisors

Improve your advisor retention and performance

Provide your advisors with true practice management capabilities, deep insight into their revenue and expense, and a 360 degree view of their clients’ accounts and assets.

Help your advisors increase sales and improve productivity

The Advisor Portal provides a 360-degree view of investor's assets, simplifies account opening and gives access to comprehensive information needed to manage an advisor's book of business.

Learn More About Advisor Compensation