Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

Capital Markets Disclosures

Create, manage and distribute financial disclosure documents

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Whether you are going public, growing your business through a merger or acquisition, or raising capital, the right partner can help you get to market faster with less risk. We provide expertise and tools to drive accuracy and efficiency through the SEC disclosure process.

An end-to-end solution from a single, trusted partner

Next-generation technology backed by deep expertise drives efficient workflows, automates time-intensive tasks, improves turnaround time and reduces cost. Our combination of services and proprietary tools helps you create, manage and file financial disclosure documents easily and confidently.

Document Composition

EDGAR and SEC Filing

Print and Investor Distribution

Virtual Data Room

Faster Turnaround Times

Transparent Billing

Drive Successful M&A Transactions

Our comprehensive solutions allow you hands-on control at every step of the M&A process. Streamline your disclosure composition, EDGAR and SEC filings, virtual data room, special meetings and transfer agency services.

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SEC Disclosures, Simplified

Keep up with regulations and the speed of business without sacrificing accuracy. Explore a faster, easier way to create, manage and file disclosures.

How We Can Help

Managing more capital markets disclosures

1:3

Ratio of filings we support to total.

EDGAR filing software.

Third largest filer of SEC documents.

Webinar

Disclosure Effectiveness and Shareholder Engagement in the Digital Era

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Single-Source Efficiency

Broadridge Acquires Summit Financial Disclosure LLC

Press Release

Broadridge Enhances Document Composition and Compliance Reporting Capabilities, Acquires Summit Financial Disclosure, LLC

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what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

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22c-2 Compliance

Advisor Resource Center

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management