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Law Firms

Simplify capital markets and annual compliance disclosure

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Your clients rely on you to help them navigate compliance. Deliver a higher level of service and simplify the process with next-gen technology and deep expertise from a trusted partner.

Included Products

Annual Compliance

Flexible solutions that help you and your clients create and file financial reports and other SEC compliance documents quickly and accurately.
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Capital Markets Disclosure

Bring speed and efficiency to preparing and filing all your M&A and other capital markets documents.
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Disclosures for Mutual Funds

Technology and services to help prepare, print and file regulatory documents.
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EDGARForms

A web-based SEC filing solution for Section 16 and other standardized EDGAR forms.
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Enhanced Proxy Design

Transform basic disclosures into compelling shareholder communications that support good governance.
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Print Solutions

Reduce costs with an integrated solution for printing and distributing investor communications.
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Stock Transfer

Efficiently manages all of an issuers' stock transfer and registrar needs, whether they are undergoing an IPO or looking for new solutions.
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Corporate Actions

Simplify the process of complex corporate actions for all types of shareholders with a single source solution.
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SmartRoom

Manage documents through a secure, cloud-based data room.
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Single-source simplicity

Our streamlined approach includes innovative technology and proven services to save time, effort and expense — and add value at every step.

SEC Disclosures, Simplified
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SEC Disclosures, Simplified
Broadridge Acquires Summit Financial Disclosure LLC
Press Release
Broadridge Enhances Document Composition and Compliance Reporting Capabilities, Acquires Summit Financial Disclosure, LLC
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Law Firms

Governance and communications solutions for your clients

Whether communicating with shareholders, meeting SEC requirements or going public, your clients rely on you for guidance on their most critical compliance and governance activities. We support these efforts with innovative solutions from a single, trusted partner.
Simplify capital markets and annual compliance disclosure
Streamline proxy and annual meeting services for your clients
Take companies public with single-source simplicity
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