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Asset Servicing

Achieve efficiency and mitigate risk

Streamline corporate actions processing, from announcement data capture and cleansing to client election and instruction maintenance. Our Asset Servicing solution improves your operational efficiency, timeliness and accuracy, and reduces costly risk associated with missing corporate actions.

Streamline and manage the holistic asset servicing life cycle

Services include processing of dividends, interest, corporate actions, and tax reclaim, lowering risk, supporting investment strategy, and informing clients of changes that may impact their portfolio.

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Corporate Actions Management
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Data Management
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Announcement Capture
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Notice and Response Management
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Payment Reconciliations
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Entitlements and Payments Processing

Learn More About Asset Servicing

Announcement Capture and Cleansing

  • Capture Corporate Actions announcements from multiple sources
  • Match and scrub announcements
  • Configure and manage to vendor hierarchy rules
  • Create/update Golden Record

Notification and Election Management

  • Notify clients (SWIFT/Email) automatically, manually or ad-hoc
  • Capture and process responses (Elections)
  • Automate default/standing instructions to agents/custodian
  • Monitor trade movements and new holders during life of event

Payments, Allocations and Postings

  • Setup projected payments (cash and shares)
  • Reconcile incoming payments and identify allocations across accounts
  • Process payment messages to books and records
  • Pro rate allocations based on industry standard methods

Governance

  • Change Control
  • Service Level Agreements
  • Service Level Reports
  • Response Times
  • Quarterly Service Reviews
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Broadridge, the next generation wealth management partner

Learn why Broadridge is your partner for delivering the next generation wealth management experience.

How We Can Help

50+ years of financial services experience

70+
Markets where we clear and settle trades.
$5T+
Average fixed income and equity trades processed daily in North America.
80%+
Of outstanding shares in US and 50%+ outside the US processed by Broadridge.
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