Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

Solutions for Capital Markets

Streamline trade support, governance and compliance services

Improve control and spur business growth with solutions for managing cash, risk, reference data, billing and expense, proxy, reconciliation and more.

Included Products

Consolidated Audit Trail (CAT) Solutions

Discover new opportunities and achieve future business efficiency and growth from your CAT implementation

Securities Financing Transactions Regulation (SFTR) Solutions

Adapt to SFTR smoothly while minimizing operational disruption and reducing the resource impact of complying with multiple concurrent reporting mandates

Asset Servicing

Automate your corporate actions processing life cycle to mitigate risk while enhancing client service levels.

Billing and Expense Management

Improve expense calculation accuracy and streamline invoicing, gaining capital efficiency and business insights.

Cash Management

Streamline your cash management process and access the real-time data your firm needs to leverage capital.

Custody Expense Management

Track and calculate fees across a variety of workflows in a centralized, single repository to improve visibility and control.

Operational Risk Management

Evaluate and optimize your end-to-end trade processes and monitor risk in real time, lessening failed trade risk.

Proxy Management

Enhance corporate governance with our comprehensive, automated global and local proxy voting solution.

Reconciliation

Gain a new level of operational control and efficiency through our SWIFT-accredited reconciliation solution.

Reference Data Management

Streamline the acquisition, cleansing, storage and distribution of global enterprise-wide pricing and reference data.

Regulatory Trade and Transaction Reporting

Reduce risk and demonstrate compliance by transforming your regulatory reporting across asset classes.

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Capital Markets: Why Broadridge?

Transform your securities operations for real business value with our solutions.

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