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Solutions for Capital Markets and Banking

Streamline trade support, governance and compliance services

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Improve control and spur business growth with solutions for managing cash, risk, reference data, billing and expense, proxy, reconciliation and more.

Included Products

Trade Surveillance & Compliance

Fully hosted, managed and configurable, our solution provides intuitive tools to keep you constantly connected to your surveillance and compliance workflows.
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Securities Financing Transactions Regulation (SFTR) Solutions

Adapt to SFTR smoothly while minimizing operational disruption and reducing the resource impact of complying with multiple concurrent reporting mandates
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Asset Servicing

Automate your corporate actions processing life cycle to mitigate risk while enhancing client service levels.
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Billing and Expense Management

Improve expense calculation accuracy and streamline invoicing, gaining capital efficiency and business insights.
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Cash Management

Streamline your cash management process and access the real-time data your firm needs to leverage capital.
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Custody Expense Management

Track and calculate fees across a variety of workflows in a centralized, single repository to improve visibility and control.
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Operational Risk Management

Evaluate and optimize your end-to-end trade processes and monitor risk in real time, lessening failed trade risk.
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Proxy Management

Enhance corporate governance with our comprehensive, automated global and local proxy voting solution.
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Reconciliation

Gain a new level of operational control and efficiency through our SWIFT-accredited reconciliation solution.
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Reference Data Management

Streamline the acquisition, cleansing, storage and distribution of global enterprise-wide pricing and reference data.
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Regulatory Trade and Transaction Reporting

Reduce risk and demonstrate compliance by transforming your regulatory reporting across asset classes.
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SFT Submission Service

Benefit from quicker SFT clearing and trade matching, creating capital efficiencies and reducing risk.
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Capital Markets: Why Broadridge?

Transform your securities operations for real business value with our solutions.

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Transform trade life cycle
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Streamline trade support, governance and compliance services
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