stock_arrow
ICON. Search
Close
icon_SearchClear

How can we help?

icon-speak-sales Broadridge Learn about our partner program icon-speak-sales Broadridge Speak with a sales representative icon-client-support Broadridge Get client support

Additional Broadridge resources:

Careers
Client Support
Investor Relations
Partner Program
Press Relations

View our Contact Us page for additional information.

Wealth Management Firms

Advance control, risk and support services

Contact Us

Improve controls and support business growth with leading solutions for proxy, regulatory reporting, tax, data and insights, billing and expense, reconciliation and more.

Included Products

Mutual Fund Data and Suitability

Simplify investor disclosure with technology and data.
see product

Beneficial Proxy Services

A proven solution for fulfilling your clients’ proxy regulatory requirements.
see product

Tax Services

Ease the tax reporting burden with solutions that enable you to focus on your core business objectives.
see product

Data Aggregation and Financial Reporting

Provide a better client experience with enhanced data and analytics.
see product

Global Securities Class Action Services

Easily identify global recovery opportunities on all investment positions.
see product

Advisor Compensation

Enhance advisor retention with streamlined compensation and incentive management.
see product

Asset Servicing

Automate your corporate actions processing life cycle to mitigate risk while enhancing client service levels.
see product

Cash Management

Streamline your cash management process and access the real-time data your firm needs to leverage capital.
see product

Operational Risk Management

Evaluate and optimize your end-to-end trade processes and monitor risk in real time, lessening failed trade risk.
see product

Reconciliation

Gain a new level of operational control and efficiency through our SWIFT-accredited reconciliation solution.
see product

Reference Data Management

Streamline the acquisition, cleansing, storage and distribution of global enterprise-wide pricing and reference data.
see product

Billing and Expense Management

Improve expense calculation accuracy and streamline invoicing, gaining capital efficiency and business insights.
see product
Video

Broadridge, The Next Generation Wealth Management Partner

Learn why Broadridge is your partner for delivering the next generation wealth management experience.

Recent Insights from the Wealth Industry
Resource

Recent Insights from the Wealth Industry

Information and analysis to help strengthen client relationships and grow your business.
read more
White Paper

Targeting the Digital Generation

Broadridge teamed with Roubini ThoughtLab, combining the results from their wealth study with our insights, to help wealth executives understand the implications of the digital generation and resulting wealth transfer.
Learn More
Broadridge Named 2017 XCelent Functionality Award Winner
Report
Broadridge Named 2017 XCelent Functionality Award Winner
Pathways to Attract and Retain Top Advisors
White Paper
Pathways to Attract and Retain Top Advisors
Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities

Let’s talk about
what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.
REQUEST INFORMATION
Wealth Management Firms

More solutions for better client experiences

Explore the many solutions that will enhance your clients' experience and build your brand.
Enhance advisor marketing
Enhance the client experience with dynamic advisor tools
Transform communications
Advance control, risk and support services
Transform your trade life cycle
Optimize your operating model with managed services
SEE MORE SOLUTIONS