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Operational Risk Management

Measure, manage, and reduce your operational risk

Optimize your end-to-end brokerage operations. Gain reliable data for better decisions, lower failed trade risk and reduced cost per trade.

Benefit from in-depth straight-through-processing (STP) risk analysis

Manage operational risk by analyzing the end-to-end trade life cycle and improving straight-through-processing. Our solution includes a benchmark study that leverages industry best-practices.

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Benchmark your STP Risk
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Implement Relevant KRIs
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Customize your Risk Alerts
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Access an Intuitive Dashboard
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Source Data from Many Systems
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Drill into Underlying Data

Product Specifications

STP Analytics

Enable you to manage and mitigate operational risk

  • Perform a comprehensive, in-depth analysis and optimization of the end-to-end trade life cycle

  • Improve straight-through-processing

  • Provide a market benchmark study for insight and comparison to industry best-practices and performance

STP Performance Analyzer

Mitigate risk from a centralized platform, increasing trading efficiency

  • Provide an intuitive interface for easy navigation and examination of the entire trade life cycle

  • Provide an in-depth analysis model that leverages best-practices from the largest community of participants in the fixed income market

  • Document STP across the entire trade life cycle for each firm, measure STP rates and provide user-selected drill-down detail

  • Include powerful diagnostics to identify the root causes of trade breaks

Benchmarked Trade Analytics

Compare your performance against other market participants

  • Analyze and provide a categorical breakdown of reasons for trade fails

  • Provide a comparative peer analysis, unique perspective and unparalleled insight given Broadridge’s market presence

How We Can Help

Put our expertise to work for you

Years’ experience providing technology solutions to the financial industry.
Broker dealers use our wealth management solutions.
Client revenue retention rate.
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Let’s talk about
what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.