Wealth Management

Tap into an expansive suite of technology, regulatory, and communications solutions that enable wealth firms to grow and transform on their own terms.

Experience the future of wealth management

Modernize your technology and operations with a full suite of front-to-back solutions using our open architecture, component-based wealth platform with an easy integration journey.
Stay compliant, minimize risk, and improve controls with proven solutions for proxy, regulatory reporting, tax, and reconciliations.
Help advisors grow their practices and deepen investor engagement with our industry-leading communications platform and advisor marketing capabilities.

Featured solutions for wealth management

Wealth Platform Solutions

Unlock growth with comprehensive, modular capabilities that put you in control while delivering front-to-back-office solutions that seamlessly integrate with your existing solutions.

Wealth InFocus

Deliver next-gen communications, designed from the investor perspective, with Wealth InFocus.  Enhance the connection between investors, advisors, and the firm, driving more value and digital engagement.

Asset Servicing

Harmonize operations across the asset servicing lifecycle, utilizing a single, real-time dataset to power corporate actions, income, proxy, and reporting at scale across the organization.

Bank & Broker Proxy Services

Deliver an integrated, personalized, and secure experience for investors and advisors while seamlessly meeting your compliance obligations - reducing the time, effort, and costs to manage the process.

Managed Services

Perform multi-asset, high- and low-touch trading quickly, efficiently, and accurately on a fully automated platform.

See how we help power the wealth industry

14 of 15
top wealth providers in North America served by Broadridge
35% +
of North American financial professionals use Broadridge front-office solutions
$15T+
in assets custodied on Broadridge platforms 
800M +
U.S. equity positions managed by our wealth offerings
$3B+
Invested by Broadridge in wealth and capital markets technology over the last 4 years
35+
Strategic partners and 200+ vendor integrations and third-party applications

Recognized by the industry

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WINNER 2024

Everest Group PEAK Matrix: Overall Leader and Star Performer - Wealth Management Products

WINNER 2024

Datos Insights Digital Wealth Management Impact Awards: Money Concepts – AI & Data Management

WINNER 2024

WealthTech Service Provider of the Year: Broadridge Wealth, Canada, Wealth Professional Awards

WINNER 2024

WealthTech Americas Award - Overall Canadian WealthTech Provider: Broadridge Wealth, Canada

WINNER 2024

WealthTech Americas Award - U.S. Client Marketing & Prospecting: AdvisorStream

Explore all awards and recognition

Insights & perspectives

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RESOURCE

2024 Digital transformation in Wealth
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WEBINAR

Mastering disruption: How AI and data are redefining wealth management
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ARTICLE

Tech-driven trust: AI deepens client-advisor connections
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RESOURCE

Money talks, advisors need to listen
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ARTICLE

Transformation on your terms: Investor expectations driving the agenda

Wealth management solutions for every audience

Self-Clearing Firms
Handle large transaction volumes with efficient back-office operations, data management, and regulatory compliance solutions.
Fully Disclosed Firms
Outsource complex clearing and custody services, advanced reporting, and analytics to streamline operations and refocus on clients and growth.
RIAs/Financial Advisors
Deliver personalized advice, manage investments effectively and adhere to fiduciary obligations with powerful solutions and tools.
Full Custody Solutions
Enhance transparency and security with comprehensive custody solutions for secure asset management, real-time reporting, and risk management.
Retail Banking and Consumer Finance
Enhance customer satisfaction and loyalty, powered by tools for personalized customer interactions, efficient transaction processing, and data analytics.

What's next for your business?

We want to hear more about what you need to improve your business and drive transformative innovation, efficiency, and growth.
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