Amid this period of unprecedented change, with the potential for further market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

Wealth Management

Drive growth by adapting to recurring change

Attract investors, grow relationships and retain advisors. Flexible platforms and leading-edge wealth management solutions provide the tools you need to stay relevant—no matter what comes your way.

Stay ahead of the curve at the speed investors and clients demand.

You can already see the change. A generational wealth transfer. The fight to retain advisors. Only Broadridge delivers a single, consolidated Wealth Platform designed to modernize your ecosystem and ensure future success.

SEE HOW

Wealth Management Firms

Wealth management firms rely on our solutions to optimize critical operations and enable advisors to provide an exceptional customer experience.

Individual Advisor Solutions

Our customizable solutions will help advisors build their brand, share their knowledge and optimize their practice.

Build your practice

Build your brand, share your knowledge and grow your practice with lead generation programs, business ideas, retention strategies and branding tools.

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Trust Services Providers

Mitigate risks, increase operational efficiencies and meet regulatory requirements with customizable and cost efficient solutions.

Optimize business operations

Our dedicated team will work with you to find solutions that drive automation, mitigate risk, and reduce costs to stay aligned with your changing needs.

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Retirement Services Providers

Cost-effectively engage with participants, advisors and plan providers. Our suite of mutual fund trading, advisor targeting, data and analytics solutions simplifies operations and drives growth.

Wealth Management

Partnering with the world's top wealth management firms

1,100

Global banks and brokers partner with us for their wealth management solutions.

50+

Years of experience providing technology driven solutions.

Report

Wealth and Asset Management 2022: The Path to Digital Leadership

As firms rush to embrace digital innovation, first-movers gain performance benefits while others pay a steep penalty for lagging behind.

Wealth Management

Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities

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what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

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22c-2 Compliance

Advisor Resource Center

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Capital Markets Disclosures

Cash Management

Collateral Management

Connectivity

Consumer Preference and Profile Management

Continuing Education

Credit and Market Risk

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Experience Management

Direct Marketing

Document Composition

EDGARForms

Enhanced Packaging

Enhanced Proxy Design

Equity Trade Processing

ESG Advisory Services

Expense Management and Fee Validation

Expense Management business process outsourcing

Financial Reporting

Fixed Income Trade Processing

Foreign Exchange Trade Processing

Global Securities Class Action Services

Global SWIFT Services

Intelligent Prospecting

Intraday Risk Monitoring

Investment Accounting

Managed Services, Hosting and Integration

Newsletters

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery and Postal Optimization

Print Marketing

Private Fund Compliance Reporting

Proxy Services

ProxyVote

Rapid Onboarding

Reconciliation

Reconciliation Managed Services

Reference Data Management

Registered Proxy Services

Regulatory Communications

Revenue Management and Fee Billing

Sales and Asset Reporting

Securities Finance

Seminars

Shareholder Data Services

Sponsored Name Placement

Stock Transfer

Tax Services

Vdr

Virtual Shareholder Meeting

Wealth Insight Services

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Wealth Management

Drive growth by adapting to recurring change

Stay ahead of the curve at the speed investors and clients demand.

Wealth Management Firms

Enhance advisor marketing