Securities-Based Lending

Unlock your digital lending potential with our cloud-based automation. Originate securities-based loans in just days and access real-time insights to mitigate risks and enhance your portfolio pipeline, even without a bank affiliation. Let our marketing automation help you accelerate sales and drive AUM growth efficiently.

Sophisticated simplicity for SBL

Go digital, get more done

Automate time-consuming lending steps
Perform simple onboarding
Customize advisor- and client-specific portals

Reduce risks in real-time

Access rich datasets and live monitoring tools
Execute real-time SBL stress testing to mitigate risks
Optimize loans using predictable analytics

Improve cost-efficiency

Use out-of-the box, customizable credit policies and loan conditions
Provide clients with self-service features
Lower total cost of ownership

Grow your lending business

Drive business on both sides of the client balance sheet
Drive revenues and AUM with automated prospecting and marketing
Leverage machine learning for intelligent prospecting

Broadridge’s machine learning models and Practice Insights enable enhanced predictability and proactivity in our SBL business. By delivering the right products to the right clients, we deepen our client relationships while making our business more efficient.

Jeff Hazelwood

Managing Director and Head of Banking Solutions at The Bancorp

End-to-end digital SBL

Go beyond limited loan origination and decisioning software.

Streamlined origination, collateral management, and more

Reduce time-to-loan with a cloud-based workflow automation. Eliminate friction with digital onboarding, automated tasks, prospecting and marketing, and consolidated reporting.

Democratized access to securities-backed loans

Remove the need for a bank affiliation with the Wealth Lending Network, which gives advisors access to credit and debt consolidation options. 

Real-time data and SBL stress testing

Make informed decisions using aggregated portfolio, pricing, securities master, and ratings data. Use stress tests to mitigate risks and potential loan churn.

Intuitive dashboards for easier lending

Provide clients with self-service tools to process requests without taking time from advisors. Give advisors consolidated views of the lending portfolio.

Improved sales predictability

Populate your advisors’ sales pipeline with machine learning models that generate pipeline, predict loan churn, generate automated responses to marketing signals, and reveal next best actions.