Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

Solutions for Capital Markets

Optimize operating model with financial services business process outsourcing

Achieve operational advantage, performance transparency and financial benefits, while managing risk and compliance with technology and operations process outsourcing for capital markets firms.

Included Products

Compliance and Regulatory Accounting

Benefit from our technology and operations process outsourcing to ensure you stay compliant with regulatory accounting and reporting.

Expense Management

Manage your trading expenses and eliminate pain points such as over-payment and other expense issues.

Reference Data

Deliver data consistency, transparency and accuracy while mutualizing costs and minimizing data management risks.

North American Post Trade Processing

Combine market-leading technology with operations process outsourcing for a scalable operational advantage.

Post Trade Processing for EMEA and APAC

Gain mutualized cost advantages with the industry standard utility for post-trade processing and reference data.

Reconciliation

Improve your operational control, and reduce risk and costs with our reconciliation Business Process Outsourcing.

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Capital Markets: Why Broadridge?

Transform your securities operations for real business value with our solutions.

Broadridge Wins Best Outsourcing Provider to the Sell side for the Fifth Consecutive Year

Broadridge Wins Best Outsourcing Provider to the Sell Side for the Fifth Consecutive Year

WatersTechnology Sell-Side Technology Awards Interview with Kevin Moran

WatersTechnology Sell-Side Technology Awards Interview with Kevin Moran, Global Head of Business Process Outsourcing.

The Future of Operations: Your Next Hire is Digital

The Future of Operations: Your Next Hire is Digital

regulatory-compliance

Navigate a complex regulatory landscape

AI Adoption: Is Your Firm Ready?

AI Adoption: Is Your Firm Ready?

Assess Your Firm’s Readiness for AI

Assess Your Firm’s Readiness for AI

Reimagining the way you do Business with AI

Reimagining the way you do Business with AI

5 STORIES: How Broadridge Managed Services tackles clients’ toughest challenges

5 STORIES: How Broadridge Financial Services Business Process Outsourcing Tackles Clients’ Toughest Challenges

Reducing Costs and Optimizing Operations with a Modern Technology Platform

Reducing Costs and Optimizing Operations with a Modern Technology Platform

Transforming Operations to Support a New Business Focus

Transforming Operations to Support a New Business Focus

Challenges and Solutions for the Sell Side

Challenges and Solutions for the Sell Side

Michael Alexander

FTF News Interview with Michael Alexander

Broadridge Wins Managed Support Services Provider of the Year From Risk.net

Broadridge Wins Managed Support Services Provider of the Year From Risk.net

Capital Markets Insights

Capital Markets Insights

Waters Sell-side Technology Interview

Waters Sell-side Technology Interview

Pathways to Profit

Pathways to Profit

Broadridge Wins Service Provider of the Year at the FTF News Technology Innovation Awards

Broadridge Wins Service Provider of the Year at the FTF News Technology Innovation Awards

Post Trade Processing

Global Tier 1 Bank Transforms Operations to Fuel Long-Term Growth

Transforming Brokerage's Business Operations

Transforming Brokerage's Business Operations

Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities

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