Regulatory Communications

Simplify regulatory communications and improve the customer experience

Get the right regulatory communications to customers using our omni-channel regulatory communications solutions. Our data-driven solution simplifies compliance, reduces costs and improves the customer experience.

Better results with efficient regulatory compliance

Broadridge's Regulatory Solutions is a complete platform for creating and distributing regulatory communications across multiple channels, including print, e-delivery, online and mobile.

Regulatory Document Library

Automated Workflows

Proprietary EDGAR Sourcing

Compliance Management

Digital Experiences

Manage all your regulatory communications on a single platform

We offer a total solution for distributing timely, accurate communications via proprietary EDGAR-sourcing technology, an industry document library and digital capabilities.

Quickly Adapt to a Changing Regulatory Environment

Regulatory Print Mailings

Combine cost efficiency and control

Enterprise Data Management standardizes multiple data feeds, applying suppression, householding and abiding by custom client business rules
Portfolio-Specific Printing helps you avoid over delivery and reduce costs by digitally printing personalized content relevant to individual holdings
Shareholder Mail can cut up to 100% on print costs, improve cash flow and eliminate chargeback hassles
Offset Print Management integrates offset print with a fully managed process that combines cost efficiency and quality control

Digital Experiences

Optimize web display and e-delivery

Prospectus Express^® provides embedded links to the most accurate and
up-to-date documents on EDGAR
Consent Express is our patented consent management process that meets industry regulations and ESIGN requirements
Consent Accelerator increases e-delivery rates by 10%-20% or more leveraging consents already collected in Broadridge's database
Variable Products Express links annuity product contracts to all fund subaccounts, creating a better web experience

Regulatory Notices

Expand distribution capabilities

Statement Composition generates branded statements and delivers them in a timely fashion across multiple reporting platforms
Statement Production offers an extensive print operation accustomed to the time-critical production of documents to help meet industry regulations
Print and Mail Distribution is state-of-the-art processing equipment used to apply postage, reducing damages and distortion
Our PostEdge™ solution puts electronic correspondence in your clients' reach quickly, efficiently and securely

See Product Specifications

How We Can Help

Distribute communications with dependability

75%+

Of North American mailboxes reached by Broadridge communications.

2.9B

Documents delivered for clients annually.

1,678

The number of new CUSIP filings on EDGAR on an average day.

Article

30e-3 for VA/VL Providers: Are You Ready?

Resource

Retirement Insights

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Report

The Business Case for Regulatory Mail Innovation

Video

Intelligent Fulfillment Solutions Puts You in Control

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Video

Broadridge Making Every Communication More Valuable

Photo: Three sets of hands working on devices in a lightfilled room

White Paper

Digital Transformation of Insurance Communications

Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities

Let’s talk about
what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

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