Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

Regulatory Communications

Simplify regulatory communications and improve the customer experience

Get the right regulatory communications to customers using our omni-channel regulatory communications solutions. Our data-driven solution simplifies compliance, reduces costs and improves the customer experience.

Better results with efficient regulatory compliance

Broadridge's Regulatory Solutions is a complete platform for creating and distributing regulatory communications across multiple channels, including print, e-delivery, online and mobile.

Regulatory Document Library

Automated Workflows

Proprietary EDGAR Sourcing

Compliance Management

Digital Experiences

Manage all your regulatory communications on a single platform

We offer a total solution for distributing timely, accurate communications via proprietary EDGAR-sourcing technology, an industry document library and digital capabilities.

Quickly Adapt to a Changing Regulatory Environment

Regulatory Print Mailings

Combine cost efficiency and control

Enterprise Data Management standardizes multiple data feeds, applying suppression, householding and abiding by custom client business rules
Portfolio-Specific Printing helps you avoid over delivery and reduce costs by digitally printing personalized content relevant to individual holdings
Shareholder Mail can cut up to 100% on print costs, improve cash flow and eliminate chargeback hassles
Offset Print Management integrates offset print with a fully managed process that combines cost efficiency and quality control

Digital Experiences

Optimize web display and e-delivery

Prospectus Express^® provides embedded links to the most accurate and
up-to-date documents on EDGAR
Consent Express is our patented consent management process that meets industry regulations and ESIGN requirements
Consent Accelerator increases e-delivery rates by 10%-20% or more leveraging consents already collected in Broadridge's database
Variable Products Express links annuity product contracts to all fund subaccounts, creating a better web experience

Regulatory Notices

Expand distribution capabilities

Statement Composition generates branded statements and delivers them in a timely fashion across multiple reporting platforms
Statement Production offers an extensive print operation accustomed to the time-critical production of documents to help meet industry regulations
Print and Mail Distribution is state-of-the-art processing equipment used to apply postage, reducing damages and distortion
Our PostEdge™ solution puts electronic correspondence in your clients' reach quickly, efficiently and securely

See Product Specifications

How We Can Help

Distribute communications with dependability

75%+

Of North American mailboxes reached by Broadridge communications.

2.9B

Documents delivered for clients annually.

1,678

The number of new CUSIP filings on EDGAR on an average day.

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Let’s talk about
what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

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22c-2 Compliance

Advisor Resource Center

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Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

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Billing and Expense Management

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Connectivity

Consumer Preference and Profile Management

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Data Management and Archival

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