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Regulatory Communications

Simplify regulatory communications and improve the customer experience

Get the right regulatory communications to customers using our omni-channel regulatory communications solutions. Our data-driven solution simplifies compliance, reduces costs and improves the customer experience.

Better results with efficient regulatory compliance

Broadridge's Regulatory Solutions is a complete platform for creating and distributing regulatory communications across multiple channels, including print, e-delivery, online and mobile.

Regulatory Document Library
Automated Workflows
Proprietary EDGAR Sourcing
Compliance Management
Digital Experiences

Quickly Adapt to a Changing Regulatory Environment

Regulatory Print Mailings

Combine cost efficiency and control
  • Enterprise Data Management standardizes multiple data feeds, applying suppression, householding and abiding by custom client business rules
  • Portfolio-Specific Printing helps you avoid over delivery and reduce costs by digitally printing personalized content relevant to individual holdings
  • Shareholder Mail can cut up to 100% on print costs, improve cash flow and eliminate chargeback hassles
  • Offset Print Management integrates offset print with a fully managed process that combines cost efficiency and quality control

Digital Experiences

Optimize web display and e-delivery
  • Prospectus Express® provides embedded links to the most accurate and up-to-date documents on EDGAR
  • Consent Express is our patented consent management process that meets industry regulations and ESIGN requirements
  • Consent Accelerator increases e-delivery rates by 10%-20% or more leveraging consents already collected in Broadridge's database
  • Variable Products Express links annuity product contracts to all fund subaccounts, creating a better web experience

Regulatory Notices

Expand distribution capabilities
  • Statement Composition generates branded statements and delivers them in a timely fashion across multiple reporting platforms
  • Statement Production offers an extensive print operation accustomed to the time-critical production of documents to help meet industry regulations
  • Print and Mail Distribution is state-of-the-art processing equipment used to apply postage, reducing damages and distortion
  • Our PostEdge™ solution puts electronic correspondence in your clients' reach quickly, efficiently and securely

 

How We Can Help

Distribute communications with dependability

75%+
Of North American mailboxes reached by Broadridge communications.
2.9B
Documents delivered for clients annually.
1,678
The number of new CUSIP filings on EDGAR on an average day.
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