Regulatory communications: Digital distribution done right

Turn document access into digital engagement

Document sourcing

Automate collection of TSRs, prospectuses, supplements, and more.


Web hosting

Link and layer the latest fund documents within full compliance envelopes that shareholders can access 24/7.

Email distribution

Strengthen shareholder connections with personalized communications that lead to an interactive document experience.

Simplified document sourcing: 
Make fast, hands-free updates

Connect sourcing across funds and variable annuity/life workflows to build your definitive document library. Collect shareable documents via portal upload, SFTP, DocuBuilder, or EDGAR sourcing to meet SEC requirements.

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Automated supplement sourcing and stitching

Save time and strengthen compliance by eliminating the need to manually source and combine PDFs.

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Web hosting: Let shareholders explore interactive pages

Investors can easily review documents for the specific funds tied to the email and additional value-added content.

Web hosting: Let shareholders explore interactive pages

Investors can easily review documents for the specific funds tied to the email and additional value-added content.

Web hosting: Let shareholders explore interactive pages

Investors can easily review documents for the specific funds tied to the email and additional value-added content.

Web hosting: Let shareholders explore interactive pages

Investors can easily review documents for the specific funds tied to the email and additional value-added content.

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Enhanced email distribution:
Create meaningful journeys

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Annual report preview

TSR previews in the body of the email engage investors directly with insights into costs and performance.

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Key information

Summarize fund holdings and provide letters, supplements, and other materials that keep investors informed.

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Value-added content

Enhance the investor experience with direct links to fact sheets, impact reports, and persona-specific insights.

Comprehensive compliance envelopes

Centralize fund documents including Tailored Shareholder Reports, prospectuses, and N-PX requirements with ADA-compliant interface.

Always available, always in your brand

Provide readable, printable, and downloadable documents that include one-click linking — customized to match website and brand standards.

Smooth and secure digital workflows

Lighten digital workflows with tools that manage newly filed fund documents with automated supplement stitching.


Insights & perspectives

EDGAR® and SEC® are trademarks of the U.S. Securities and Exchange Commission. Broadridge’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.

Easier operations. 
Excellent UX.

Go beyond ticking the compliance checkbox. Transform the shareholder experience with our end-to-end regulatory document sourcing, hosting, and distribution solution.
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