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Capital Markets Insights

Market trends, insight and analysis to help you optimize operations and grow your business while navigating risk and regulatory changes.

Capital Markets Insights

As a leading provider of integrated back-, middle- and front-office solutions to banks and broker-dealers globally, Broadridge is in a unique position to distill industry trends and provide valuable insights. Here, thought leaders share their expertise on a wide range of topics that are essential reading for capital markets professionals. New and timely content – including articles, whitepapers, infographics and webinars – are added on a regular basis.


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Artificial Intelligence Awakens Wall Street
Infographic
Artificial Intelligence Awakens Wall Street
How are Capital Markets firms transforming with Artificial Intelligence?
Webinar
How Are Firms Transforming with Artificial Intelligence?
Broadridge's Innovation in Capital Markets
Video
Broadridge's Innovation in Capital Markets
Broadridge Wins Best Outsourcing Provider to the Sell-side for the Third Consecutive Year
Award
Broadridge Wins Best Outsourcing Provider to the Sell-side for the Third Consecutive Year
How are Capital Markets firms transforming with Artificial Intelligence?
Webinar
How Are Firms Transforming with Artificial Intelligence?
Rise to the CAT Challenge
Infographic
Rise to the CAT Challenge
Reconciliation Realities
Article
Reconciliation Realities
Prepare for SFTR
Webinar
Prepare for SFTR
Consolidated Audit Trail: Insights from David Campbell
Article
Consolidated Audit Trail: Insights from David Campbell
Pathways to Profit
White Paper
Pathways to Profit
Pathways to Operations Control Value
White Paper
Pathways to Operations Control Value
Pathways to Deriving Value from Your Data
White Paper
Pathways to Deriving Value from Your Data
Enterprise Data Management 101
Article
Enterprise Data Management 101
A Practical Guide on Data Initiatives for Public and Private Investments
Resource
A Practical Guide on Data Initiatives for Public and Private Investments
Consolidated Audit Trail
White Paper
Consolidated Audit Trail
Transforming Operations for the Future
Video
Transforming Operations for the Future
SIFMA Ops 2018
Resource
Broadridge at SIFMA Ops 2018
A Strategic Approach to Reporting
Article
A Strategic Approach to Reporting
APAC Cash Management Webinar
Webinar
Cash Management: Strategies to Manage Industry-Wide Risks
Global Inventory Management image
White Paper
Global Inventory Management
Cash Management: Strategies to Manage Industry-wide Risks
Webinar
Cash Management: Strategies to Manage Industry-wide Risks
The Consolidated Audit Trail (CAT)
Webinar
The Consolidated Audit Trail (CAT): Taking a strategic approach
Service Value Chain
White Paper
The Service Value Chain
Global Post-Trade management
White Paper
Charting a Path to a Post-Trade Utility
Realizing Value from Global Multi-Asset Post-Trade Processing
White Paper
Realizing Value from Global, Multi-Asset Post-Trade Processing
Applications of AI
White Paper
What are the Applications for Artificial Intelligence in Securities Finance and Collateral Management
Restructuring for Profitability
White Paper
Restructuring for Profitability
The Next Frontier for Mutualisation
White Paper
The Next Frontier for Mutualisation
Celent utility solutions
Report
Utility Solutions in Capital Markets - Paving the Way for Operational Transformation
eForex Article
Article
Collaboration Cost and Complexity
Taking the Complexity Out of Post-Trade FX Operations
Article
Taking the Complexity Out of Post-Trade FX Operations
Retail Investors
Article
What Retail Investors and Ohio Politics Have in Common
Reconciliation
Resource
A Best Practice Approach for Business Monitoring and Control
Back-Office FX Volume Processing and Performance
White Paper
Back-Office FX Volume Processing and Performance
Broadridge Collateral Exchanges
Article
Broadridge Collateral Exchanges
European Custodial Bank
Case Study
European Custodial Bank
Five Steps Financial Services Firms Can Take To Innovate
Article
Five Steps Financial Services Firms Can Take To Innovate
Comparing Apples to Apples
Article
Comparing Apples to Apples
FXL Transaction Processing Solution
Resource
FXL: A Flexible, Front-to-Back Transaction Processing Solution
Foreign exchange trade processing
White Paper
Broadridge FXL Performance Measurement Benchmarking
Post Trade Processing
Case Study
Global Tier 1 Bank Transforms Operations to Fuel Long-Term Growth
Operational Intelligence to Drive Business Transformation
Resource
Operational Intelligence to Drive Business Transformation
Post-Trade Takes Centre Stage in Drive for Operational Efficiencies
Article
Post-Trade Takes Centre Stage in Drive for Operational Efficiencies
Securities Finance
Resource
Securities Finance
The Path to a Post-trade Utility
Article
The Path to a Post-trade Utility
Global Local Proxy Management
White Paper
Transforming Your Proxy Service to Enhance the Client Experience
Alleviating Pressure Through Revenue Control
Article
Alleviating Pressure Through Revenue Control
Asset Servicing - A New Model For A New Business Reality
Article
Asset Servicing - A New Model For A New Business Reality
Waze And Harness The Network Effect
Article
Banks With a Need for Speed Should Make Like Waze and Harness the Network Effect
Betting That Wall Street Will Vote For Blockchain
Article
Betting That Wall Street Will Vote For Blockchain
Blockchain - Forbes
Article
Blockchain: Wall Street's Most Game-Changing Technology Advance Since the Internet
Broadridge Investment Management Solutions
Article
Broadridge Investment Management Solutions
Broadridge Named the Best Post-Trade Services Provider
Article
Broadridge Named the Best Post-Trade Services Provider
Broadridge Offers Multi-Tenant Managed Data Service with Focus on Data Quality
Article
Broadridge Offers Multi-Tenant Managed Data Service with Focus on Data Quality
Broadridge Wins Service Provider of the Year at the FTF News Technology Innovation Awards
Article
Broadridge Wins Service Provider of the Year at the FTF News Technology Innovation Awards
wealth management
Article
Financial Advisors Should Ask: What Would Amazon Do?
FTF Awards: Ops Business Person of the Year - Charlie Marchesani
Article
FTF Awards: Ops Business Person of the Year - Charlie Marchesani
Harvey Pitt, Banking Regulation And 'Wedding Crashers'
Article
Harvey Pitt, Banking Regulation And 'Wedding Crashers'
How Wall Street Can Free Up Billions Of Dollars Per Day
Article
How Wall Street Can Free Up Billions Of Dollars Per Day
P&G Couldn’t Avoid The ‘Snake Pit.’
Article
P&G Couldn’t Avoid The ‘Snake Pit.’ Better Tech, Verification Will Stop This In The Future
Realizing the Enormous Untapped Potential of Your Data
Article
Realizing the Enormous Untapped Potential of Your Data
Regulation and Technology Spur Advances in Post-Trade
Article
Regulation and Technology Spur Advances in Post-Trade
Wall Street - Forbes
Article
Small Investors Are Bigger Than You Think
Targeting Infrastructure
Article
Targeting Infrastructure
The Barrier To America Going Paperless?
Article
The Barrier To America Going Paperless? The Hassle Of Giving Up Paper
The New Technology Mandate: Escaping the Financial Services Margin Trap
Article
The New Technology Mandate: Escaping the Financial Services Margin Trap
The Risk Battleground: A New Focus on Oversight and Aggregation
Article
The Risk Battleground: A New Focus on Oversight and Aggregation
The Virtues Of Outsourcing Technology And Operations
Article
The Virtues Of Outsourcing Technology And Operations
Shareholder meeting image
Article
Unless You're Warren Buffett, Your Next Shareholder Meeting Should Be Online
Wall Street - Forbes
Article
Wall Street Should Focus On Fundamentals During Every Administration
Why the Future of Financial Advising Will Be Bionic
Article
Why the Future of Financial Advising Will Be Bionic
Streamlining a Global Fixed Income Business Through Platform Consolidation
Case Study
Streamlining a Global Fixed Income Business Through Platform Consolidation
Global Post Trade Management
Case Study
Transforming Post Trade Processing Globally Through One Platform
Foreign Exchange Trade Processing
Case Study
Treasury Cash Management Automation
CAT Reporting Features
Infographic
Six Critical CAT Reporting Features
Top 4 Challenges of the CAT
Infographic
Top 4 Challenges of the CAT
Quarterly Market Review: July-September 2017
Report
Quarterly Market Review: July-September 2017
Enterprise Data Management (EDM) Health Check
Resource
Enterprise Data Management (EDM) Health Check
Global Banks Gain the Post Trade Processing Advantage
Resource
Global Banks Gain the Post Trade Processing Advantage
Blockchain Broadridge video
Video
Blockchain Unchained
Broadridge CEO Rich Daly at 2015 Milken Institute Global Conference
Video
Broadridge CEO Rich Daly at 2015 Milken Institute Global Conference
Charlie Marchesani
Video
FTF News Interview with Charlie Marchesani
Michael Alexander
Video
FTF News Interview with Michael Alexander
How Banks Can Continue to Profit and Grow in Today’s Market
Video
How Banks Can Continue to Profit and Grow in Today’s Market
Industry Transformation
Video
Industry Transformation
Panel Discussion 2016 –
Video
Panel Discussion 2016 – "Blockchain: Hype, Hopes & Hurdles"
Post Trade Utility
Video
Post-Trade Utility: Why Now?
Powering Industry Utilities
Video
Powering Industry Utilities - Challenges & Opportunities
Restructuring for Profitability Key Findings
Video
Restructuring for Profitability Key Findings
The Cycle of Improvement for Blockchain
Video
The Cycle of Improvement for Blockchain
Transforming Brokerage's Business Operations
Video
Transforming Brokerage's Business Operations
Waters Sell-side Technology Interview
Video
Waters Sell-side Technology Interview
Webinar: Collateral Requirements are Changing. Is Your Business Ready?
Webinar
Webinar: Collateral Requirements are Changing. Is Your Business Ready?
Future of Derivatives Clearing
White Paper
Future of Derivatives Clearing
Singapore’s Hedge Fund Industry Must Evolve to Prosper
White Paper
Singapore’s Hedge Fund Industry Must Evolve to Prosper

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