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Capital Markets and Banking Insights

Market trends, insight and analysis to help you optimize operations and grow your business while navigating risk and regulatory changes.

Capital Markets Insights

As a leading provider of integrated back-, middle- and front-office solutions to banks and broker-dealers globally, Broadridge is in a unique position to distill industry trends and provide valuable insights. Here, thought leaders share their expertise on a wide range of topics that are essential reading for capital markets professionals. New and timely content – including articles, whitepapers, infographics and webinars – are added on a regular basis.


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White Paper
Efficiency Unleashed: Capital Markets operations reimagined with Generative AI
Video
Broadridge's OMS - Transforming your business front to back
Article
Data Normalization Across the Trade Lifecycle: A Critical Driver for Both Front- and Back-Office
Article
How to Prepare for the SEC’s Market Structure Proposals
Video
NYFIX Matching for Post-Trade Processing
Resource
Digital Transformation in Capital Markets 2023
Article
Racing Ahead on T+1
Article
Buy-side: The Move to T+1
Article
Achieving OMS Modernization
Article
DLR Transacts $1 Trillion a Month
Report
Bringing the Case for Buy-and-Build to the Front-Office
Article
Practical Advice for DLT Developers
Article
Outsourcing Post-Trade Operations
Report
DLT in the Real World 2022
Case Study
Steubing AG Streamlines Trading and Connectivity Through Broadridge’s OMS
Report
Case for Modularity and Interoperability
Article
Connecting Efficiencies
Article
Uncover the Potential of DLT and Smart Contracts
Resource
Justin Llewellyn-Jones on Simplification
White Paper
Advantage at Every Stage: How Technology Simplification Can Drive Competitive Advantage Throughout the Trade Lifecycle
Article
T+1 Requires a New Playbook
Webinar
Vision 2022: Navigating Today’s Capital Markets Transformation (Americas)
Case Study
Tier 1 Bank Accelerates Digital Journey With Innovative Blockchain-based DLR Solution
Resource
The Digital Asset Revolution: Preparing for the Next Generation of Financial Markets
Event
TradeTech Europe 2022 :
May 11 - 12
Resource
Broadridge Wins Best Outsourcing Provider to the Sell Side for the Seventh Consecutive Year
Article
The Transformation of Data Management
White Paper
Asset Servicing Innovation Handbook
Article
Trading Desks to Vendors: Keep It Simple
Article
DLT in Action Settlement Unleashed
Article
Modernization, Scaled
Article
Simplification: What Is It, and Why Does It Matter?
Video
Data and Intelligence: Let More Intelligent Data Drive Smarter Decisions
Video
Mutualization: Accelerate Innovation Through Mutualization
Video
Awards & Recognitions
Video
Webinar: Using AI to Discover Liquidity in US Corporate Debt
Resource
Using AI To Effectively Discover Liquidity in the US Corporate Bond Market
Article
Capital Markets Insights Quarterly
Article
The Value of Connectivity
White Paper
The Case for a Multi-Asset Approach to Post-Trade Processing
Article
Managed Support Services Provider of the Year
Report
Chartis RiskTech 100 2021: Vendor Analysis: Broadridge
Article
DLT Repo: Not a Matter of if but When it will Soar
Resource
Strategic Gateway for Settlement Workflow
Podcast
The Software Stack Powering Capital Markets and its Coming Transformation
Article
SFDR Goes Live
Article
The Beginning of a Long Journey
Article
Interoperability: The New North Star for Financial Market Blockchain
Fact Sheet
DTCC Alert Standing Settlement Instructions Processing Automation
Podcast
DLT in the Real World
Video
Save Millions with Distributed Ledger Repo
Article
Chartis RiskTech100 2021 Winners' Review
Award
Broadridge Wins Best Outsourcing Provider to the Sell Side for the Sixth Consecutive Year
Article
Seizing the Post-Trade Moment
Video
Firms Want Shorter Settlement Says T+1 Pioneer
Article
Technology and Operations Outsourcing
Article
Chartis RiskTech100 2021 Winners' Review
Article
Taking The On-Ramp To Financial Modernization
Press Release Content icon Press Release Content icon Press Release Content icon
Press Release
Broadridge Wins OpsTech – Fixed Income Support Services Category Award in Chartis RiskTech100
Video
Technology and the Changing Future of Investing
Podcast
Asset Servicing Innovation: The Key Findings Explained
Article
Capacity, Scalability and Agility: The New Principles of Corporate Actions in 2020
Article
Asset Servicing: The Need to Modernize
Article
Asset Servicing Innovation: Survey Key Findings
Article
Business Interrupted: How to Keep Working After the Office Shuts Down
Report
Five Steps to Successful CAT Phase 2c Reporting
Podcast
The Cloud is Easing Regulatory Reporting
Webinar
Broadridge CEO Tim Gokey and LTX President Jim Toffey talk next-gen tech in practice with leaders from UBS, State Street and Raymond James at Bloomberg Live
Video
The New Data-Driven Workplace
Video
Relentless Regulation Requires a Strategic Response
Infographic
A Capital Markets Roadmap to Transparency, Governance and Compliance
Video
Distributed Ledger Repo
Infographic
Transformation Roadmap
Infographic
Innovation Roadmap
Article
Return on Transparency
eBook
Mapping Capital Market Industry Transformation
eBook
Mapping Capital Market Industry Transformation
Article
No Substitute for Accuracy: Why a Comprehensive Data Management Strategy is Essential for Capital Markets Success
Article
Return on Transformation
Article
Capital Markets and Digital: The Foundation for Tomorrow
Article
Capital Markets and the Cloud: The New Normal
Article
Capital Markets and AI: Accelerating the Pace of Change
Podcast
WatersTechnology Sell-Side Technology Awards Interview with Kevin Moran, Global Head of Business Process Outsourcing.
Award
Broadridge Wins Best Outsourcing Provider to the Sell Side for the Fifth Consecutive Year
Resource
Data Control Intelligent Automation
White Paper
The Future of Operations: Your Next Hire is Digital
Article
A Juggling Act
Article
Going Green
Case Study
Constructing a UAT Strategy for a Global Bank
Case Study
CAT Implementation for a Brokerage Firm
Case Study
Post-merger Data Management Analysis at an Insurance Company
Case Study
Data Management Best Practices Applied at an Investment Bank
Resource
Put Machine Learning to Work
Video
Preparing to Test for CAT
Podcast
The Future of Blockchain Technology in Repo Agreements
Webinar
Trading, Technology and the LIBOR Transition
Case Study
Quick, Easy Modernization of Reconciliations Systems Enhances Business Agility for a Leading Banking Institution
Case Study
Modernized Solution Helps European Bank Enhance Compliance
Case Study
Intersystem Reconciliation Drives Value for Leading Bank
Case Study
Centralized Reconciliations Improves European Bank Growth
Case Study
Transform Reconciliations for Efficiency and Risk Mitigation
Case Study
AIA Malaysia introduces reconciliation automation to simplify operations, improve accuracy and reduce costs
White Paper
Sponsored Repo Goes Mainstream
Video
Distributed Ledger Repo Platform
Video
Challenges in Asset Servicing
Resource
Navigate a complex regulatory landscape
Article
Four Steps to Successful CAT Onboarding and Certification
White Paper
Rethinking Reconciliation
Article
Sponsored Repo Program
Video
Introducing the Trade Assignment Portal
White Paper
Pathways to Operations Control Value
Webinar
AI, ML, and RPA: No Longer SciFi
Article
Are you Ready to Replace LIBOR?
Article
Derivatives Post-Trade Processing – The Future is Now
Infographic
2020 CX and Communications Trends for Financial Services
White Paper
LIBOR Replacement
Video
CAT: How to Deal with Omnipresent Uncertainty
White Paper
AI Adoption: Is Your Firm Ready?
Resource
Assess Your Firm’s Readiness for AI
Article
The New CAT Timeline
Report
Intelligent Automation in Capital Markets
Resource
Broadridge at SIFMA Ops 2019
White Paper
How FPL Can Help Create Sticky Clients
Article
6 Steps to Ensure Risk Appetite Drives Your Business Strategy
Article
CAT Readiness
Article
Should Fintechs Choose an OOC Limited Charter or FDIC ILC Charter?
Video
Reimagining the way you do Business with AI
Infographic
CAT vs. OATS
Video
Reimagining the way you do Business with AI
Video
The Roadmap of Innovation
Video
CAT-Mandated FDID
Article
On the Horizon
Article
Are Fintechs Regulator Ready? Part I: Internal Controls
Article
Are Fintechs Regulator Ready? Part II: Internal Audit
Article
Are Fintechs Regulator Ready? Part III: Compliance
Article
ACT for SFTR
Video
Preparing for 2019 CAT Industry Testing
Video
Leveraging Machine Learning to Help Clients Transform Their Industries
Article
Times are Good. Prepare for the Inevitable.
Article
Consolidated Audit Trail Mandated FDIDs
Video
Simplifying Complex Corporate Actions Processing
Article
Broadridge Head of Strategy Outlines Innovation by Acquisition Approach
Article
Take a Fresh Look
Article
New Opportunities for Automation in Corporate Actions
Video
Simplifying Complex Corporate Actions Processing
Webinar
The End of the Beginning: The CAT Implementation Race has Started
Article
Wall Street Likens Automated Intelligence to Transformers, Both Good and Bad
Article
For Capital Market Firms, Data is the Achilles Heel of Artificial Intelligence
Article
Broadridge Forms Business Alliance With Charles River
Case Study
5 STORIES: How Broadridge Financial Services Business Process Outsourcing Tackles Clients’ Toughest Challenges
Award
Broadridge Awarded Best Reconciliation Management Provider
Video
Ops Business Person of the Year Interview
Video
Broadridge Wins Best Blockchain Initiative of the Year
Article
Sharpening the Axe: 3 Steps Broker-dealers Should Take Now to Prepare for CAT
Article
Is Your Community Bank Ready for CECL?
Article
Risk Assessment Methodologies Creating Consistency Through a Common Process
Case Study
Industry Advocacy Provides Real Value for Clients and the Industry at Large
Case Study
Rapid Conversion Protects Assets Amid Global Market Turmoil
Article
Six Ways to Transform Your Internal Audit into a Value-Added Function
Article
Using Blockchain in the Proxy and Bilateral Repo Transaction Space
Article
SFTR and Brexit to Expose Regulatory Reporting Weakness
Video
Challenges and Solutions for the Sell Side
Video
Regulatory and Governance Communications: Delivering Against a Higher Standard
Article
Industry Has More to Do on Liquidity-Risk Reporting
Article
The Future of Proxy Voting
Award
Broadridge Wins Managed Support Services Provider of the Year From Risk.net
Infographic
Artificial Intelligence Awakens Wall Street
Video
Broadridge's Innovation in Capital Markets
Infographic
Rise to the CAT Challenge
Article
Reconciliation Realities
Webinar
Prepare for SFTR
Article
Consolidated Audit Trail: Insights from David Campbell
White Paper
Pathways to Profit
White Paper
Pathways to Operations Control Value
White Paper
Pathways to Deriving Value from Your Data
Article
Enterprise Data Management 101
Resource
A Practical Guide on Data Initiatives for Public and Private Investments
White Paper
Consolidated Audit Trail
Video
Transforming Operations for the Future
Resource
Broadridge at SIFMA Ops 2018
Article
A Strategic Approach to Reporting
Webinar
Cash Management: Strategies to Manage Industry-Wide Risks
White Paper
Global Inventory Management
Webinar
Cash Management: Strategies to Manage Industry-wide Risks
Webinar
The Consolidated Audit Trail (CAT): Taking a strategic approach
White Paper
The Service Value Chain
White Paper
Realizing Value from Global, Multi-Asset Post-Trade Processing
White Paper
What are the Applications for Artificial Intelligence in Securities Finance and Collateral Management?
White Paper
Restructuring for Profitability
White Paper
The Next Frontier for Mutualisation
Report
Utility Solutions in Capital Markets - Paving the Way for Operational Transformation
Article
Collaboration Cost and Complexity
Article
Taking the Complexity Out of Post-Trade FX Operations
Article
What Retail Investors and Ohio Politics Have in Common
Resource
A Best Practice Approach for Business Monitoring and Control
White Paper
Back-Office FX Volume Processing and Performance
Article
Broadridge Collateral Exchanges
Case Study
European Custodial Bank
Article
Five Steps Financial Services Firms Can Take To Innovate
Article
Comparing Apples to Apples
Resource
FXL: A Flexible, Front-to-Back Transaction Processing Solution
White Paper
Broadridge FXL Performance Measurement Benchmarking
Case Study
Global Tier 1 Bank Transforms Operations to Fuel Long-Term Growth
Resource
Operational Intelligence to Drive Business Transformation
Article
Post-Trade Takes Centre Stage in Drive for Operational Efficiencies
Resource
Securities Finance
Article
The Path to a Post-trade Utility
White Paper
Transforming Your Proxy Service to Enhance the Client Experience
Article
Alleviating Pressure Through Revenue Control
Article
Asset Servicing - A New Model For A New Business Reality
Article
Blockchain: Wall Street's Most Game-Changing Technology Advance Since the Internet
Article
Broadridge Investment Management Solutions
Article
Broadridge Named the Best Post-Trade Services Provider
Article
Broadridge Offers Multi-Tenant Managed Data Service with Focus on Data Quality
Article
Broadridge Wins Service Provider of the Year at the FTF News Technology Innovation Awards
Article
Financial Advisors Should Ask: What Would Amazon Do?
Article
FTF Awards: Ops Business Person of the Year - Charlie Marchesani
Article
Harvey Pitt, Banking Regulation And 'Wedding Crashers'
Article
How Wall Street Can Free Up Billions Of Dollars Per Day
Article
P&G Couldn’t Avoid The ‘Snake Pit.’ Better Tech, Verification Will Stop This In The Future
Article
Realizing the Enormous Untapped Potential of Your Data
Article
Regulation and Technology Spur Advances in Post-Trade
Article
Small Investors Are Bigger Than You Think
Article
Targeting Infrastructure
Article
The Barrier To America Going Paperless? The Hassle Of Giving Up Paper
Article
The New Technology Mandate: Escaping the Financial Services Margin Trap
Article
The Risk Battleground: A New Focus on Oversight and Aggregation
Article
The Virtues Of Outsourcing Technology And Operations
Article
Unless You're Warren Buffett, Your Next Shareholder Meeting Should Be Online
Article
Wall Street Should Focus On Fundamentals During Every Administration
Article
Why the Future of Financial Advising Will Be Bionic
Case Study
Streamlining a Global Fixed Income Business Through Platform Consolidation
Case Study
Transforming Post Trade Processing Globally Through One Platform
Case Study
Treasury Cash Management Automation
Infographic
Six Critical CAT Reporting Features
Infographic
Top 4 Challenges of the CAT
Report
Quarterly Market Review: July-September 2017
Resource
Enterprise Data Management (EDM) Health Check
Video
Blockchain Unchained
Video
Broadridge CEO Rich Daly at 2015 Milken Institute Global Conference
Video
FTF News Interview with Charlie Marchesani
Video
FTF News Interview with Michael Alexander
Video
How Banks Can Continue to Profit and Grow in Today’s Market
Video
Industry Transformation
Video
Panel Discussion 2016 – "Blockchain: Hype, Hopes & Hurdles"
Video
Post-Trade Utility: Why Now?
Video
Powering Industry Utilities - Challenges & Opportunities
Video
Restructuring for Profitability Key Findings
Video
The Cycle of Improvement for Blockchain
Video
Transforming Brokerage's Business Operations
Video
Waters Sell-side Technology Interview
Webinar
Webinar: Collateral Requirements are Changing. Is Your Business Ready?
White Paper
Future of Derivatives Clearing
White Paper
Singapore’s Hedge Fund Industry Must Evolve to Prosper

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