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Regulatory Trade and Transaction Reporting

Adopt a strategic approach to your regulatory reporting

Reduce risk and demonstrate compliance for new regulations and market practices across all asset classes, even the most complex OTC derivatives.

Strategic solutions for mandatory trade and transaction reporting; trade position and activity verification

Reduce exposure to new and evolving reporting mandates globally such as Dodd-Frank, EMIR, MiFID II, CAT and SFTR.

Trade and Transaction Reporting

Multiple Jurisdiction Coverage

Trade Position Verification

Enterprise Control Framework

An end-to-end trade position and activity verification solution

Regulatory reporting transparency and compliance through a central strategic model

A multi-jurisdictional and cross-asset class solution that supports both real time and end-of-day reporting. A single dashboard provides consolidated operational control and exception management.

Product Specifications

Trade and Transaction Reporting

Control and transparency for reporting to multiple repositories in North America, EMEA and APAC from multiple internal systems across asset classes

Available on an installed or hosted basis
Rules-based, built-for-purpose strategic platform
Business rules validation to identify pre-submission errors
Robust and proven for Dodd-Frank, EMIR, MiFID II, CAT, SFTR and other jurisdictions
Single solution for all asset classes and reporting destinations
Highly configurable dashboards to handle regulatory operations monitoring, workflow and remediation
Real-time and T+1 reporting

Enterprise Control Framework

A fully configurable workflow exception management solution with dashboards and reporting to assist root cause analysis

Holistic view of trade status
One solution for all asset classes, including OTC, listed derivatives, equities, fixed income and securities financing
Error classification, prioritisation and assignment
Data lineage and reporting rule transparency
Full audit trails

Trade Position Verification

End-to-end position or activity reconciliation for each reporting obligation proving completeness and accuracy of your reporting through a single platform

Harmonize incoming data from external repositories for all jurisdictions and asset classes
Harmonize data from multiple internal source systems
Verify trade position economics from external repositories against internal books and records, and highlight exceptions and issues in a user configurable dashboard
Enable routing and tracking of exceptions to appropriate internal consumers or systems for action
Provide a full audit of human actions, detailed break ageing, root cause analysis and KPIs
Reduce operational costs and risk of errors, and provide confidence that regulatory reporting meets your compliance obligations

See Product Specifications

How We Can Help

Streamline your trade and transaction reporting process

Post Trade Services, Bobsguide Rankings 2019.

Fact Sheet

A Smarter, More Strategic Approach to Regulatory Reporting

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Capital Markets

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Asset Servicing

Bank Debt and Loan Trading

Billing and Expense Management

Cash Management

Collateral Management

Connectivity

Credit and Market Risk

Data Control Managed Services

Data Management, Analytics and Reporting

Expense Management Managed Services

Foreign Exchange Trade Processing

Global Securities Class Action Services

Global SWIFT Services

Intraday Risk Monitoring

Managed Reference Data Service

Managed Services, Hosting and Integration

Operational Risk Management

Performance and Attribution

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Professional Services

Proxy Management

Reconciliation

Reconciliation Managed Services

Reference Data Management

Revenue Management and Fee Billing

Securities Finance

Segment

Solution

The right insights, right now

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Thank You

Regulatory Trade and Transaction Reporting

Adopt a strategic approach to your regulatory reporting

Strategic solutions for mandatory trade and transaction reporting; trade position and activity verification

Reduce exposure to new and evolving reporting mandates globally such as Dodd-Frank, EMIR, MiFID II, CAT and SFTR.

Regulatory reporting transparency and compliance through a central strategic model

A multi-jurisdictional and cross-asset class solution that supports both real time and end-of-day reporting. A single dashboard provides consolidated operational control and exception management.

An end-to-end trade position and activity verification solution

Consolidated reconciliation across jurisdictions to provide a single position and activity verification solution. The solution seamlessly integrates with a Broadridge or other reporting systems.

Product Specifications

Trade and Transaction Reporting

Enterprise Control Framework

Trade Position Verification

Streamline your trade and transaction reporting process

A Smarter, More Strategic Approach to Regulatory Reporting

Let’s talk aboutwhat’s next for you

Thank you

Streamline trade and support compliance services

Let’s talk about
what’s next for you