Regulatory Trade and Transaction Reporting

Trade and Transaction Reporting

Control and transparency for reporting to multiple repositories in North America, EMEA and APAC from multiple internal systems across asset classes

• Available on an installed or hosted basis
• Rules-based, built-for-purpose strategic platform
• Business rules validation to identify pre-submission errors
• Robust and proven for Dodd-Frank, EMIR, MiFID II, CAT, SFTR and other jurisdictions
• Single solution for all asset classes and reporting destinations
• Highly configurable dashboards to handle regulatory operations monitoring, workflow and remediation
• Real-time and T+1 reporting

Enterprise Control Framework

A fully configurable workflow exception management solution with dashboards and reporting to assist root cause analysis

• Holistic view of trade status
• One solution for all asset classes, including OTC, listed derivatives, equities, fixed income and securities financing
• Error classification, prioritisation and assignment
• Data lineage and reporting rule transparency
• Full audit trails

Trade Position Verification

End-to-end position or activity reconciliation for each reporting obligation proving completeness and accuracy of your reporting through a single platform

• Harmonize incoming data from external repositories for all jurisdictions and asset classes
• Harmonize data from multiple internal source systems
• Verify trade position economics from external repositories against internal books and records, and highlight exceptions and issues in a user configurable dashboard
• Enable routing and tracking of exceptions to appropriate internal consumers or systems for action
• Provide a full audit of human actions, detailed break ageing, root cause analysis and KPIs
• Reduce operational costs and risk of errors, and provide confidence that regulatory reporting meets your compliance obligations