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About Broadridge

Asset Servicing

Achieve efficiency and mitigate risk in asset servicing

Streamline corporate actions processing, from announcement data capture and cleansing to client election and instruction maintenance. Our Cloud-enabled Asset Servicing solution improves your operational efficiency, timeliness and accuracy and reduces costly risk associated with missing corporate actions.

Streamline and manage the holistic asset servicing life cycle

Our services include processing of dividends, interest, corporate actions and tax reclaim, lowering risk, supporting investment strategy and informing clients of changes that may impact their portfolios.

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Corporate Actions Management
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Data Management
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Announcement Capture
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Notice and Response Management
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Payment Reconciliations
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Entitlements and Payments Processing

Learn More About Asset Servicing

Announcement Capture and Cleansing

  • Capture Corporate Actions announcements from multiple sources
  • Match and scrub announcements
  • Configure and manage to vendor hierarchy rules
  • Create/update Golden Record

Notification and Election Management

  • Notify clients (SWIFT/Email) automatically, manually or ad-hoc
  • Capture and process responses (Elections)
  • Automate default/standing instructions to agents/custodian
  • Monitor trade movements and new holders during life of event

Payments, Allocations and Postings

  • Setup projected payments (cash and shares)
  • Reconcile incoming payments and identify allocations across accounts
  • Process payment messages to books and records
  • Pro rate allocations based on industry standard methods


  • Change Control
  • Service Level Agreements
  • Service Level Reports
  • Response Times
  • Quarterly Service Reviews

Challenges in Asset Servicing

Broadridge’s Samir Pandiri talks to Global Custodian about the primary challenges in today’s asset servicing world.

How We Can Help

50+ years of financial services experience

Markets where we clear and settle trades.
Fixed income and equity securities trades per day.
Of outstanding shares in US and 50%+ outside the US processed by Broadridge.
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