Middle Office Technology Solution

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+1 800 353 0103	Amérique du Nord
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Transform your workflow with simplified modular components

Focus on exception management with an automated front-office and back-office agnostic SaaS solution.

View Transcript

It’s time to disrupt the trade lifecycle. Say goodbye to middle office silos, fragmented processes and settlement risk. Our latest breakthrough overcomes the legacy system limitations that constantly hold you back.

Broadridge Middle Office Technology brings together street and client-side workflows to simplify the entire trade lifecycle. Now you can streamline the entire front- to back-office process—across every market and every asset class—with the automation tools trusted by today’s global leaders.

Consolidate workflows, eliminate redundancies, adapt to new regulations fast. A single dashboard provides a one-stop, analytical view of all activity and exceptions. AI and machine learning work behind the scenes to automate workflows and rules-based processing helps to eliminate manual errors and reduce your trade processing costs.

This solution gives you the power to make a real impact. Capitalize on what’s next with Broadridge Middle Office Technology. Contact your Broadridge representative today.

Achieve operational efficiency and cost-effectivness

By moving to a scalable middle office platform, firms can focus on exception management, reduce complexities, and eliminate the gaps between trading, clearing, and reporting.

Gain enhanced connectivity and a global coverage

Enable innovation, simplification and streamlining of all front office, middle office and post-trade functions — powering connectivity and multi-asset, multi-currency and multi-regional trading across global markets

One Middle Office Catering to Client and Street Side Workflows

Enable greater visibility of data across the lifecycle to improve control and reduce risk
Centralized bookings, allocations, and confirmations across asset classes
Electronic trade capture from any front-office system
Consolidated view of global markets, currencies, and asset classes
Drive Profit and Loss benefits and better trading decisions through real-time sharing of middle-/back-office data with the front office
React quickly to market changes and launch new services via a simplified architecture

Full Life Cycle Support

Supports major allocation/confirmation channels: FIX, CTM, files, emails and fax
Flexible logic enables any fee and commission structure and valuation rules
Complete data enrichments to add settlement and clearing information

Increase Efficiencies, Reduce Operational Risk and Improve Time to Market

High Straight through processing (STP) Rates and Exception Routing
Handle volume using flexible trade aggregation tools and schedule automatic tasks
Monitor all post-trade steps
Automatic exceptions routing for efficient issue resolution
Reduction of manual processing through workflow simplification and trade automation
Eliminates multiple systems, duplicate processes, breaks, and reconciliation efforts
Streamline operational processes and workflows to improve efficiency

Reduce Manual Intervention Through Automation

Unified data management
Real-time monitoring
Multi-asset processing
Standardized reporting
Event-driven processing API connectivity

Enhance Technology Simplification, Streamline your Post-Trade Operations, and Optimize Costs

High Straight through processing (STP) Rates and Exception Routing
Handle volume using flexible trade aggregation tools and schedule automatic tasks
Reduction of manual processing through workflow simplification and trade automation
Eliminates multiple systems, duplicate processes, breaks, and reconciliation efforts
Receive allocation instructions from a variety of methods, an manage allocation workflows at granular levels
Tailor client onboarding with a mix of manual and automated processing initially, and fully automated later
Gain ability to rapidly add attributes to the model to support regulatory and business changes

What is included in our Middle-Office Solution?

Our services include middle office productivity tools with end-to-end integration that benefits capital markets Institutional trading by increasing operational efficiencies and reducing operational risk.

Block and Allocation Management

Manual, Automated, and Scheduled blocking
Pre-allocation, FIX, CTM, File Import, and Manual allocations
Confirmation workflows via FIX and/or PDF (Email or Fax)
Interoperable UIs for block, allocation, and confirmation management

Trade Automation

Set granular definition for flow processing, allowing for flow and client specific behavior
Full Straight-Through-Processing
Data management and enrichment (trade date, settlement date, commission, charges, SSIs)
Automatically sending of back-office and clearing instructions
Fully integrated with Broadridge back office and adaptors for integration with third party post-trade platforms
Trade Netting support - bunch bookout and true netting

Exception Management

Middle Office Dashboard providing analytical view of all activity and exceptions
Circuit breaker capabilities to interrupt STP in-case of exceptions
Ability to make historical changes on blocks and allocations

Interfaces and Connectivity

Omgeo CTM, Alert, and OASYS Direct
FIX Allocation Enabled
APPIA
SWIFT GETC
Back-office (Books and Records)
Customer Static Data

Our representatives and specialists are ready with the solutions you need to move your trading and connectivity forward.

Learn about our additional trading and connectivity solutions that can help move you forward.

White Paper

The Future State of Global OMS

Video

Simplifying the Trade Lifecycle with Broadridge Middle Office

Video

Broadridge Middle Office Solution

Resource

Factsheet: Broadridge Middle Office Solution

Let’s talk about what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103	North America
+442075513000	EMEA
+65 6438 1144	APAC

First name*

Last name*

Work email address*

Telephone*

Country*

Company name*

Job title*

What would you like a Broadridge sales representative to contact you about?

Thank you.

Your sales rep submission has been received. One of our sales representatives will contact you soon.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103	North America
+442075513000	EMEA
+65 6438 1144	APAC

22c-2 Compliance

Advisor Resource Center

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Broadridge Alternative Investments Hub

Broadridge Global Custody Solutions

Capital Markets Disclosures

Cash Management

Collateral Management

Connectivity

Consumer Preference and Profile Management

Credit and Market Risk

Data Management and Archival

Data Management, Analytics and Reporting

Digital Delivery

Digital Experience Management

Distributed Marketing Solution

Distribution 360

Document Composition

Enhanced Packaging

Enhanced Proxy Design

Expense Management and Fee Validation

Fact Sheets

Fi360 Data and Analytics

Fi360 Learning and Development

Fi360 Software and Technology

Financial Reporting

Fund Budgeting and Accruals

Global Market Intelligence

Global Securities Class Action Services

Global SWIFT Services

Intraday Risk Monitoring

Investment Accounting

InvestorView

Local Business Listings

Managed Services, Hosting and Integration

Market Analytics

MiFID II Compliance

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery and Postal Optimization

Proxy Services

ProxyVote

Reconciliation

Reference Data Management

Registered Proxy Services

Regulatory Communications

Revenue Management and Fee Billing

Sales and Asset Reporting

Securities Finance

Seminars

Shareholder Data Services

Sponsored Name Placement

Stock Transfer

Tax Services

Trade Processing and Settlement

Trading Platforms

Translation Services

Trust and Custody Services

Vdr

Virtual Shareholder Meeting

Visual Analytics

22c-2 Compliance

Advisor Resource Center

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Broadridge Alternative Investments Hub

Broadridge Global Custody Solutions

Capital Markets Disclosures