The SRD II implementation deadline has come and gone. How ready was the industry for September 2020? Did the Directive achieve its objectives around increased transparency and shareholder engagement?
Intermediaries were significantly impacted by the Directive and have learned a catalogue of important lessons during preparation and implementation. Conflicting interpretations, counterparty dependencies and market nuances continue to present challenges for banks, brokers and wealth managers that hold or invest in European equities.
This event is part of Broadridge’s interactive webinar series to help firms get equipped for SRD II. Any firm looking to further understand the Directive’s impact and manage their ongoing compliance strategy will benefit from attending.