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Keeping Pace with Regulation

Broadridge’s Mike Thrower discusses the advantages of taking a strategic approach to regulation and market change.

What strategies are firms employing in order to keep pace with regulatory and market change? Are there lessons to be learned from recent regulation, such as MiFID II?

In a video interview with Finextra at Sibos, Mike Thrower explores the global impact on firms facing upcoming regulations including the Shareholder Rights Directive, SFTR and CSDR, and how Broadridge is embracing technology innovation to help clients tackle these challenges.