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About Broadridge


Broadview EMEA

Welcome to the spring edition of Broadview.

During this time of significant change, Broadridge continues to operate with a focus on business continuity to deliver uninterrupted service to our clients around the globe, under any conditions. We have taken great care to respond to this global health crisis and are confident in our ability to support our associates and clients through these unprecedented times.

To help you prepare for this period of change, we will provide you with the latest insights regarding regulatory changes such as the revised Shareholder Rights Directive (SRD II), Securities Financing Transactions Regulation (SFTR) and other upcoming changes that will affect the financial services industry globally.

INSIGHT: The ABCDs of Innovation®

To stay competitive, firms must leverage technology to transform their operating models. But, where do you start? Broadridge simplifies the complex with The ABCDs of Innovation®. It’s how we help you understand and apply next-gen technologies – including AI, blockchain, the Cloud and digital – to transform your business and get ready for what’s next.



WEBINAR: Shareholder Rights Directive (SRD II)

The deadline for SRD II implementation is rapidly approaching and the time to act is now. All affected intermediaries will need to have a strategy in place to meet the obligations. Broadridge has prepared a variety of resources to help you get equipped for SRD II. Explore our resources such as our live and on-demand webinars, podcasts and articles to help you learn more about the directive.



BROCHURE: Securities Financing Transactions Regulation (SFTR)

The European Securities and Markets Authority (ESMA) has extended the deadline for phase 1 of SFTR to 13 July 2020. This leniency not only provides firms with further opportunity to meet the regulatory requirements, but also provides more time to assess whether their current operating model is fully ready for SFTR business challenges post go-live. A robust approach to reconciliations, exception management and key metrics can help you achieve complete and accurate reporting. Learn how Broadridge Consulting Services can help you.



PRODUCT: Broadridge Data Control Intelligent Automation

A new artificial intelligence (AI) and machine learning (ML) platform built to be deployed across industrywide reconciliation, matching and exception management applications. Learn how the next-generation platform can automatically enhance reconciliation matching and exception resolution to reduce risk and provide more time for mission-critical activity.



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