Asset Servicing

Achieve efficiency and mitigate risk

Streamline corporate actions processing, from announcement data capture and cleansing to client election and instruction maintenance. Our Cloud-enabled Asset Servicing solution improves your operational efficiency, timeliness and accuracy and reduces costly risk associated with missing corporate actions.

Streamline and manage the holistic asset servicing life cycle

Our services include processing of dividends, interest, corporate actions and tax reclaim, lowering risk, supporting investment strategy and informing clients of changes that may impact their portfolios.

Corporate Actions Management

Data Management

Announcement Capture

Notice and Response Management

Payment Reconciliations

Entitlements and Payments Processing

A holistic solution for the entire asset servicing life cycle

Gain operational efficiency with timely delivery and management of corporate actions and capital liquidity provisions. Enhance services by informing clients of changes that may impact their portfolios.

Learn More About Asset Servicing

Announcement Capture and Cleansing

Capture Corporate Actions announcements from multiple sources
Match and scrub announcements
Configure and manage to vendor hierarchy rules
Create/update Golden Record

Notification and Election Management

Notify clients (SWIFT/Email) automatically, manually or ad-hoc
Capture and process responses (Elections)
Automate default/standing instructions to agents/custodian
Monitor trade movements and new holders during life of event

Payments, Allocations and Postings

Setup projected payments (cash and shares)
Reconcile incoming payments and identify allocations across accounts
Process payment messages to books and records
Pro rate allocations based on industry standard methods

Governance

Change Control
Service Level Agreements
Service Level Reports
Response Times
Quarterly Service Reviews

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Broadridge, the next generation wealth management partner

Learn why Broadridge is your partner for delivering the next generation wealth management experience.

How We Can Help

50+ years of financial services experience

70+

Markets where we clear and settle trades.

$7T

Fixed income and equity securities trades per day.

80%+

Of outstanding shares in US and 50%+ outside the US processed by Broadridge.

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Asset Servicing: The Need to Modernise

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Simplifying Complex Corporate Actions Processing

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Broadridge’s Global Asset Servicing Solution Now Live on Amazon Web Services

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Global Investing: Considerations for Building an End-to-End Solution

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Simplifying Complex Corporate Actions Processing

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Asset Servicing

Bank Debt and Loan Trading

Billing and Expense Management

Cash Management

Collateral Management

Connectivity

Credit and Market Risk

Data Management, Analytics and Reporting

Foreign Exchange Trade Processing

Global Securities Class Action Services

Global SWIFT Services

Intraday Risk Monitoring

Managed Services, Hosting and Integration

Operational Risk Management

Performance and Attribution

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Professional Services

Proxy Management

Reconciliation

Reconciliation Business Process Outsourcing

Reference Data Business Process Outsourcing

Reference Data Management

Revenue Management and Fee Billing

Securities Finance

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Asset Servicing

Achieve efficiency and mitigate risk

Streamline and manage the holistic asset servicing life cycle

Our services include processing of dividends, interest, corporate actions and tax reclaim, lowering risk, supporting investment strategy and informing clients of changes that may impact their portfolios.

Gain operational efficiency with timely delivery and management of corporate actions and capital liquidity provisions. Enhance services by informing clients of changes that may impact their portfolios.

Learn why Broadridge is your partner for delivering the next generation wealth management experience.

50+ years of financial services experience

Let’s talk aboutwhat’s next for you

Thank you.

Let’s talk about
what’s next for you