Asset Servicing

Achieve efficiency and mitigate risk

Streamline corporate actions processing, from announcement data capture and cleansing to client election and instruction maintenance. Our Cloud-enabled Asset Servicing solution improves your operational efficiency, timeliness and accuracy, and reduces costly risk associated with missing corporate actions.

Streamline and manage the holistic asset servicing life cycle

Services include processing of dividends, interest, corporate actions, and tax reclaim, lowering risk, supporting investment strategy, and informing clients of changes that may impact their portfolio.

Corporate Actions Management

Data Management

Announcement Capture

Notice and Response Management

Payment Reconciliations

Entitlements and Payments Processing

A holistic solution for the entire asset servicing life cycle

Gain operational efficiency with timely delivery and management of corporate actions and capital liquidity provisions. Enhance services by informing clients of changes that may impact their portfolios.

Learn More About Asset Servicing

Announcement Capture and Cleansing

Capture Corporate Actions announcements from multiple sources
Match and scrub announcements
Configure and manage to vendor hierarchy rules
Create/update Golden Record

Notification and Election Management

Notify clients (SWIFT/Email) automatically, manually or ad-hoc
Capture and process responses (Elections)
Automate default/standing instructions to agents/custodian
Monitor trade movements and new holders during life of event

Payments, Allocations and Postings

Setup projected payments (cash and shares)
Reconcile incoming payments and identify allocations across accounts
Process payment messages to books and records
Pro rate allocations based on industry standard methods

Governance

Change Control
Service Level Agreements
Service Level Reports
Response Times
Quarterly Service Reviews

See product specifications

Video

Broadridge, the next generation wealth management partner

Learn why Broadridge is your partner for delivering the next generation wealth management experience.

How We Can Help

50+ years of financial services experience

70+

Markets where we clear and settle trades.

$7T

Fixed income and equity securities trades per day.

80%+

Of outstanding shares in US and 50%+ outside the US processed by Broadridge.

Asset Servicing: The Need to Modernise

Asset Servicing: The Need to Modernise

Simplifying complex corporate actions processing

Simplifying Complex Corporate Actions Processing

Challenges in Asset Servicing

Challenges in Asset Servicing

Broadridge’s Global Asset Servicing Solution Now Live on Amazon Web Services

Global Investing: Considerations for Building an End-to-End Solution

Global Investing: Considerations for Building an End-to-End Solution

Simplifying Complex Corporate Actions Processing

Simplifying Complex Corporate Actions Processing

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