Asset Servicing

Achieve efficiency and mitigate risk

Streamline corporate actions processing, from announcement data capture and cleansing to client election and instruction maintenance. Our Asset Servicing solution improves your operational efficiency, timeliness and accuracy and reduces costly risk associated with missing corporate actions.

Streamline and manage the holistic asset servicing life cycle

Our services include processing of dividends, interest, corporate actions and tax reclaim, lowering risk, supporting investment strategy and informing clients of changes that may impact their portfolios.

Corporate Actions Management

Data Management

Announcement Capture

Notice and Response Management

Payment Reconciliations

Entitlements and Payments Processing

A holistic solution for the entire asset servicing life cycle

Gain operational efficiency with timely delivery and management of corporate actions and capital liquidity provisions. Enhance services by informing clients of changes that may impact their portfolios.

Learn More About Asset Servicing

Announcement Capture and Cleansing

Capture Corporate Actions announcements from multiple sources
Match and scrub announcements
Configure and manage to vendor hierarchy rules
Create/update Golden Record

Notification and Election Management

Notify clients (SWIFT/Email) automatically, manually or ad-hoc
Capture and process responses (Elections)
Automate default/standing instructions to agents/custodian
Monitor trade movements and new holders during life of event

Payments, Allocations and Postings

Setup projected payments (cash and shares)
Reconcile incoming payments and identify allocations across accounts
Process payment messages to books and records
Pro rate allocations based on industry standard methods

Governance

Change Control
Service Level Agreements
Service Level Reports
Response Times
Quarterly Service Reviews

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Broadridge, the next generation wealth management partner

Learn why Broadridge is your partner for delivering the next generation wealth management experience.

How We Can Help

50+ years of financial services experience

70+

Markets where we clear and settle trades.

$5T+

Average fixed income and equity trades processed daily.

80%+

Of outstanding shares in US and 50%+ outside the US processed by Broadridge.

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what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

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Asset ServicingAsset Servicing

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Billing and Expense ManagementBilling and Expense Management

Cash ManagementCash Management

ConnectivityConnectivity

Credit and Market RiskCredit and Market Risk

Data Management, Analytics and ReportingData Management, Analytics and Reporting

Expense Management Managed ServicesExpense Management Managed Services

Foreign Exchange Trade ProcessingForeign Exchange Trade Processing

Global Securities Class Action ServicesGlobal Securities Class Action Services

Global SWIFT ServicesGlobal SWIFT Services

Intraday Risk MonitoringIntraday Risk Monitoring

Managed Reference Data ServiceManaged Reference Data Service

Managed Services, Hosting and IntegrationManaged Services, Hosting and Integration

Operational Risk ManagementOperational Risk Management

Performance and AttributionPerformance and Attribution

Portfolio and Order ManagementPortfolio and Order Management

Portfolio Securities VotingPortfolio Securities Voting

Post Trade and Regulatory CompliancePost Trade and Regulatory Compliance

Pricing and ValuationPricing and Valuation

Professional ServicesProfessional Services

Proxy ManagementProxy Management

ReconciliationReconciliation

Reconciliation Managed ServicesReconciliation Managed Services

Reference Data ManagementReference Data Management

Revenue Management and Fee BillingRevenue Management and Fee Billing

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Asset Servicing

Achieve efficiency and mitigate risk

Streamline and manage the holistic asset servicing life cycle

Our services include processing of dividends, interest, corporate actions and tax reclaim, lowering risk, supporting investment strategy and informing clients of changes that may impact their portfolios.

A holistic solution for the entire asset servicing life cycle

Gain operational efficiency with timely delivery and management of corporate actions and capital liquidity provisions. Enhance services by informing clients of changes that may impact their portfolios.

Learn More About Asset Servicing

Announcement Capture and Cleansing

Notification and Election Management

Payments, Allocations and Postings

Governance

Broadridge, the next generation wealth management partner

Learn why Broadridge is your partner for delivering the next generation wealth management experience.

50+ years of financial services experience

Global Investing: Considerations for Building an End-to-End Solution

Simplifying Complex Corporate Actions Processing

Let’s talk aboutwhat’s next for you

Thank you

Advance control, risk and support services

Let’s talk about
what’s next for you