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Access the latest news, analysis and trends impacting your business.

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Wealth Management Firms

Advance control, risk and support services

Contact Us

Improve controls and support business growth with leading solutions for proxy, regulatory reporting, tax, data and insights, billing and expense, reconciliation and more.

Included Products

End-to-end Lombard Lending

Originate loans directly on the Advisor dashboard, enable sales and enhance rich back-office Lombard lending operations and risk management.
see product

Lombard lending in the Cloud

FASTNET aggregates daily pricing, ratings and portfolio data feeds to support every phase of the Lombard lending process.
see product

Proxy Management

Enhance corporate governance with our comprehensive, automated global and local proxy voting solution.
see product

Global Securities Class Action Services

Easily identify global recovery opportunities on all investment positions.
see product

Asset Servicing

Automate your corporate actions processing life cycle to mitigate risk while enhancing client service levels.
see product

Cash Management

Streamline your cash management process and access the real-time data your firm needs to leverage capital.
see product

Operational Risk Management

Evaluate and optimise your end-to-end trade processes and monitor risk in real time, lessening failed trade risk.
see product

Reconciliation

Gain a new level of operational control and efficiency through our SWIFT-accredited reconciliation solution.
see product

Reference Data Management

Streamline the acquisition, cleansing, storage and distribution of global enterprise-wide pricing and reference data.
see product

Billing and Expense Management

Improve expense calculation accuracy and streamline invoicing, gaining capital efficiency and business insights.
see product
Video

Broadridge, The Next Generation Wealth Management Partner

Learn why Broadridge is your partner for delivering the next generation wealth management experience.

Shareholder Rights Directive
Resource

Fulfill Your Shareholder Rights Directive Obligations

The SRD will have an enduring impact on global corporate governance standards and processes. Broadridge can help you navigate this mandatory change.
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Capital Markets
Wealth Management Firms

More solutions for better client experiences

Explore the many solutions that will enhance your clients' experience and build your brand.
Advance control, risk and support services
Transform your trade life cycle
Optimise your operating model with managed services
Empower your transformation with confidence
SEE MORE SOLUTIONS