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Trading Platforms

Increase accuracy and efficiency with automated fund trading

Stay compliant with Broadridge's specialized trading platforms for mutual funds, ETFs, IRAs and broker-dealers. These platforms offer many benefits - reduced trade errors, improved back-office efficiency and increased transparency between firms and intermediaries.

Straight-through mutual fund processing

Our technology cost-effectively automates fund trading, reconciliation and dividend and income processing. Our all-in-one solution improves accuracy while saving time and reducing costs.

Straight-Through Processing
Automated Fund Trading and Clearing
Trust Accounting Integration
Up-to-Date Funds Menu
Current and Late-Day Processing

Learn More About Our Broker-Dealer Platform Services

Plan Level Data Feed

Creates a "window" into broker-dealer activity

  • Ensure oversight and give advisors a powerful compliance process, while providing firms with a competitive advantage
  • View plan asset values and gain a deeper understanding of investment activity

Level Compensation

Provide greater clarity and transparency on investment line ups

  • Assure SEC-registered broker-dealers that all available investment options will pay a levelized compensation

Sales Enablement

Give advisors resources to drive growth

  • Align strategic revenue initiatives to sales execution with a one-stop solution including point-of-sale materials, investment policy statements, enrollment kits and plan-level data
How We Can Help

A trusted solution for firms of all sizes

30K
New mutual fund accounts each month.
35
Major and independent broker-dealers use one or more Broadridge Trading Platform services.
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