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- Asset Management
  Alternative Managers
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  - Manage risk and optimise operational efficiency
  Fund Administrators and Prime Brokers
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  - Adapt to growing investment complexity and regulatory burden
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- Branded Shareholder Portal
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    - For Capital Markets
    - For Wealth Management Firms
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Article

Navigating the SFTR Waterfall

The complexity involved in the unique trade identifier process means firms need to start defining an operating model for key areas of SFTR now.

posted December 16 2019

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Unique trade identifiers (UTI) are one of the most troublesome components of SFTR compliance, with significant potential for time consuming breaks and perhaps even regulatory fines at some point in the future. Broadridge’s Mike Lambert discusses the key challenges and practical steps to avoid costly breaks in an article for Global Investor ISF magazine.

READ THE ARTICLE

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over $4.5 billion in revenues, helps clients get ahead of today’s challenges to capitalise on what’s next with communications, technology, data and intelligence solutions that help transform their businesses.

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Asset Servicing

Bank Debt and Loan Trading

Billing and Expense Management

Cash Management

Collateral Management

Connectivity

Credit and Market Risk

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Expense Management Managed Services

Foreign Exchange Trade Processing

Global Securities Class Action Services

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Intraday Risk Monitoring

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Reconciliation Managed Services

Reference Data Management

Revenue Management and Fee Billing

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