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Financial Services
Expert solutions for financial services for over five decades
- Asset Management
  Alternative Managers
  - Enhance and simplify portfolio management
  - Manage risk and optimise operational efficiency
  Fund Administrators and Prime Brokers
  - Support operational control and scalability
  - Adapt to growing investment complexity and regulatory burden
  Global Investment Managers
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  - Optimise trade processing
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- Increase efficiencies in managing cash and risk
All Products
Transform your business with communications, technology, data and analytics solutions
search-all-product
- - Asset Servicing
    - For Capital Markets
    - For Wealth Management Firms
- - Bank Debt and Loan Trading
    - For Alternative Managers
    - For Fund Administrators and Prime Brokers
- Banking Book Collateral Management
- - Billing and Expense Management
    - For Capital Markets
    - For Wealth Management Firms
- Branded Shareholder Portal
- - Cash Management
    - For Capital Markets
    - For Wealth Management Firms
- - Collateral Management
    - For Capital Markets
    - For Global Investment Managers
- Compliance and Regulatory Accounting Managed Services
- - Connectivity
- Control Solutions
- Corporate Trade Confirmation Service
- - Credit and Market Risk
- Custody Expense Management
- Data Control Intelligent Automation
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    - For Capital Markets
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    - For Wealth Management Firms
- Factsheet
- Fee Billing
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- Fixed Income Trade Processing
- - Foreign Exchange Trade Processing
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    - For Wealth Management Firms
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- Fund Budgeting and Accruals
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Article

Navigating the SFTR Waterfall

The complexity involved in the unique trade identifier process means firms need to start defining an operating model for key areas of SFTR now.

posted December 16 2019

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Unique trade identifiers (UTI) are one of the most troublesome components of SFTR compliance, with significant potential for time consuming breaks and perhaps even regulatory fines at some point in the future. Broadridge’s Mike Lambert discusses the key challenges and practical steps to avoid costly breaks in an article for Global Investor ISF magazine.

READ THE ARTICLE

Broadridge, a global Fintech leader with
over $4 billion in revenues, helps clients get ahead of today’s challenges to capitalise on what’s next with communications, technology, data and analytics solutions that help transform their businesses.

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Asset Servicing

Bank Debt and Loan Trading

Billing and Expense Management

Cash Management

Collateral Management

Connectivity

Credit and Market Risk

Data Control Managed Services

Data Management, Analytics and Reporting

Expense Management Managed Services

Foreign Exchange Trade Processing

Global Securities Class Action Services

Global SWIFT Services

Intraday Risk Monitoring

Managed Reference Data Service

Managed Services, Hosting and Integration

Operational Risk Management

Performance and Attribution

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Professional Services

Proxy Management

Reconciliation

Reconciliation Managed Services

Reference Data Management

Revenue Management and Fee Billing

Securities Finance