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Financial Services
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- Asset Management
  Alternative Managers
  - Enhance and simplify portfolio management
  - Manage risk and optimise operational efficiency
  Fund Administrators and Prime Brokers
  - Support operational control and scalability
  - Adapt to growing investment complexity and regulatory burden
  Global Investment Managers
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  CLO Managers
  - Manage risk and optimize operational efficiency
  - Enhance and simplify portfolio management
  Private Debt
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- Capital Markets
- Wealth Management
  Wealth Management Firms
  Retirement Services Providers
  - Optimise trade processing
Corporations
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- Increase efficiencies in managing cash and risk
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    - For Capital Markets
    - For Wealth Management Firms
- Branded Shareholder Portal
- - Cash Management
    - For Capital Markets
    - For Wealth Management Firms
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Article

Shareholder Rights Directive – Four Things You Need to Know

Demi Derem explains the four reasons why SRD II is now a high priority for intermediaries on a global scale.

posted October 14 2019

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Demi Derem

General Manager,
Investor Communication Solutions International, Broadridge

If you are a bank, broker or wealth manager that handles European shares, the newly updated Shareholder Rights Directive (SRD II) regulation hits September 2020 and will impact you. The countdown is on, creating a growing sense of urgency as firms plan for this mandatory change. In an article for Asset Servicing Times, Broadridge’s Demi Derem identifies four key considerations that are fundamental to a successful SRD II programme.

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Asset Servicing

Bank Debt and Loan Trading

Billing and Expense Management

Cash Management

Collateral Management

Connectivity

Credit and Market Risk

Data Management, Analytics and Reporting

Expense Management Managed Services

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Global Securities Class Action Services

Global SWIFT Services

Intraday Risk Monitoring

Managed Reference Data Service

Managed Services, Hosting and Integration

Operational Risk Management

Performance and Attribution

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Professional Services

Proxy Management

Reconciliation

Reconciliation Managed Services

Reference Data Management

Revenue Management and Fee Billing

Securities Finance