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Financial Services
Expert solutions for financial services for over five decades
- Asset Management
  Alternative Managers
  - Enhance and simplify portfolio management
  - Manage risk and optimise operational efficiency
  Fund Administrators and Prime Brokers
  - Support operational control and scalability
  - Adapt to growing investment complexity and regulatory burden
  Global Investment Managers
  Global Funds
  Private Debt
  - Enhance and simplify portfolio management
  - Manage risk and optimise operational efficiency
  CLO Managers
  - Manage risk and optimize operational efficiency
  - Enhance and simplify portfolio management
- Capital Markets
- Wealth Management
  Wealth Management Firms
  Retirement Services Providers
  - Optimise trade processing
Corporations
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- Corporate Treasury
- Increase efficiencies in managing cash and risk
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Transform your business with communications, technology, data and analytics solutions
search-all-product
- - Asset Servicing
    - For Capital Markets
    - For Wealth Management Firms
- - Bank Debt and Loan Trading
- Banking Book Collateral Management
- - Billing and Expense Management
    - For Capital Markets
    - For Wealth Management Firms
- Branded Shareholder Portal
- - Cash Management
    - For Capital Markets
    - For Wealth Management Firms
- - Collateral Management
- Compliance and Regulatory Accounting Managed Services
- - Connectivity
- Corporate Trade Confirmation Service
- - Credit and Market Risk
- Custody Expense Management
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- DLT Repo
- End-to-end Lombard Lending
- Equity Trade Processing
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- Expense Management and Fee Validation
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    - For Capital Markets
    - For Wealth Management Firms
- Factsheet
- Fee Billing
- Financial Reporting
- Fixed Income Trade Processing
- - Foreign Exchange Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- Fully Paid Lending
- Fund Budgeting and Accruals
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- Global Post Trade Management
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- Institutional Market Intelligence
- Interactive Online Document Management
- Intermediary Fee Management
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    - For Global Investment Managers
- Key Information Documents
- Lombard lending in the Cloud
- - Managed Reference Data Service
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- Market Analytics
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- North American Post Trade Processing Managed Services
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Article

Regional Asian Banks Seen More At Risk Of Breaching EU Shareholder Directive

The Shareholder Rights Directive (SRD II) that took effect last month could subject intermediaries to fines and other business costs for non-compliance related to investments in Europe.

SRD II has now arrived. In this interview with FinanceAsia, Demi Derem, General Manager for Broadridge’s International Investor Communication Solutions business, explores the industry readiness across Asia-Pacific and the challenges ahead for banks, brokers, and other intermediaries impacted by the Directive.

Click on the link below to access the article at FinanceAsia.

Read the Article

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Asset Servicing

Bank Debt and Loan Trading

Billing and Expense Management

Cash Management

Collateral Management

Connectivity

Credit and Market Risk

Data Control Managed Services

Data Management, Analytics and Reporting

Expense Management Managed Services

Foreign Exchange Trade Processing

Global Securities Class Action Services

Global SWIFT Services

Intraday Risk Monitoring

Managed Reference Data Service

Managed Services, Hosting and Integration

Operational Risk Management

Performance and Attribution

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Professional Services

Proxy Management

Reconciliation

Reconciliation Managed Services

Reference Data Management

Revenue Management and Fee Billing

Securities Finance