The right insights, right now

Access the latest news, analysis and trends impacting your business.

About Broadridge


Broadview EMEA: Winter 2019

A quarterly newsletter with market insights and strategies to help drive business transformation.

Broadview EMEA: Winter 2019

Welcome to the winter edition of BROADVIEW EMEA

Here we feature information to assist your planning for upcoming regulatory requirements. We explore the approaching impact of the updated Shareholder Rights Directive, due to transition into local national law by September 2020, we examine the progress of the Central Securities Depository Regulation (CSDR), with its phased implementation underway, plus we provide a fresh perspective on SFTR which comes into force next year.

We also highlight trends and developments in asset servicing, shareholder behaviour and repo markets.

Helping clients get ahead of what’s next drives everything we do. Learn more about our innovations and initiatives enabling firms to move their businesses forward.


If you’d like to receive this newsletter by email, please complete the sign up form below.

CSDR: Preparing for a New Settlement Regimen

Central Securities Depository Regulation carries clear implications for the wider securities industry in Europe, and will mandate changes to the process life cycle.



Shareholder Rights Directive Countdown Underway

‘Shareholder Rights Directive: Everything You Need to Know’ highlights the opportunity the regulation brings to advance transparency in corporate governance and explains the core areas of change impacting firms in the proxy voting lifecycle.



Next-Generation Corporate Actions Automation

We proudly bring to market our new cloud-based solution to address end-to-end asset servicing complexities, helping firms increase efficiency and reduce operational risk. Read our launch announcement and watch our solution overview to learn more.



Automated Trading in the Repo Markets – Current and Future Trends

Automated trading and execution management is becoming more prevalent in the repo space. This paper discusses a range of techniques that automated trading solutions can employ to improve trading, including emerging technology such as artificial intelligence.



Making Every Shareholder Vote Count

Investment behaviours are changing, putting shareholder voting at the centre of investor communications.




The European Commission recently endorsed SFTR bringing industry clarification to the implementation timeline. Broadridge’s Dean Bruyns examines the obligation for reporting to be accurate, complete and timely.



Industry Recognition

Broadridge was named among FORTUNE magazine’s 2019 World’s Most Admired Companies in the category of Financial Data Services. Learn more.

Horacio Barakat, VP of Corporate Strategy, accepted the FTF News Technology Innovation Award for Best Blockchain Initiative in 2018; watch the video where he discusses Broadridge’s recent DLT initiatives. Watch here.


Press Releases

Upcoming Events: Engage with Broadridge

Amsterdam, 12-13 February: We are delighted to sponsor the first regional International Corporate Governance Network conference of 2019; connect with us to talk about investor communication and the updated Shareholder Rights Directive.

Frankfurt, 15 March: Our presentation on the impact of the updated Shareholder Rights Directive is on the agenda of the BVI’s seminar, Umsetzung der Aktionärsrechterichtlinie.

Frankfurt, 2 April: Join us at the BVI Fund Operations conference in Germany where we will be presenting on the challenges of performance-based fee models.

London, 9 May: Meet our securities finance and collateral management experts at the annual SLT FinTech Symposium which returns to London.

Mannheim, 22-24 May: Connect with our team at this year’s Finanzsymposium where we showcase our operational transformation solutions for the German market.

London, 3-5 June: Stop by our booth in the exhibition at the FIA’s annual International Derivatives Expo.


If you’d like to receive this newsletter by email, please complete the sign up form below.

Want more information about any of the topics mentioned here? Please get in touch with your account manager directly or contact

You can also keep up-to-date with more EMEA news via our regional LinkedIn group – follow us today!


Steering Committee Members

Thomas Broderick
State Street Corporation
Custodial Bank
Lawrence Conover
National Financial Services LLC
Steven Dapcic
Pershing LLC
Michael Garland
The New York City Comptrollers’ Office
Institutional Investor
Stacey K. Geer
Primerica Inc.
Corporate Issuer
Philip Larrieu
California State Teachers’ Retirement System
Institutional Investor
Gloria Lio
Bank of New York Mellon
Custodial Bank
Mark S. Lyon
Synchrony Financial
Corporate Issuer
Michael Marino
Credit Suisse
Custodial Bank
James Monahan
Morgan Stanley & Co. Inc.
Stephen Norman
S.P. Norman & Company, LLC
Committee Chair
William J. O'Shaughnessy
Quest Diagnostics Inc.
Corporate Issuer
Valiere Simpson
TD Ameritrade
Chad Spitler
CamberView Partners
Corporate Issuer
Joseph C. Swanson
The NorthernTrust
Custodial Bank


Sign up to receive our latest insights.

Complete the following form to request more information.

Contact us about this topic image Contact us about this topic image
Contact us about this topic image Contact us about this topic image

Welcome back, {firstName lastName}.

Not {firstName}? Clear the form.

Thank You for content download

Thank you for your subscription. We'll send you new materials when we publish new insights.

Thank You