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Welcome to this quarter’s edition of Broadview Asia Pacific. Last quarter we focused on extraterritorial regulations landing in 2020, and this edition doesn’t stray too far from the same theme. Asia Pacific firms have a lot to consider and prepare for in the coming months and years, so we’ve been working closely with our subject matter experts to bring you the latest on these global market changes and trends so you can be ready for what comes next.
To make sure Broadridge is ready, we’ve been growing our team of global leaders and in the last quarter have had the pleasure of welcoming Samir Pandiri as President of Broadridge International, Frederick Duden as Global Head of Product Development, and Amit Zavery as our newest appointment to the Board of Directors. Their collective knowledge and unique experience across finance and technology industries will help us to continue delivering on our strategy and expand our global reach to support financial services companies around the world.
If you have any questions or want to set up a meeting to learn more about the content in this quarter’s update, don’t hesitate to get in touch: apacmarketing@broadridge.com
The overall business case for new technology is clear – but the ability of financial services to harness the power of fintech in their operations to exploit the current boom and any future potential upside – is not.
Find out how asset managers are exploring the opportunities presented by artificial intelligence, cloud, distributed ledger technology and robotic process automation.
The revised Shareholder Rights Directive (SRD II) is set to significantly impact investor communications. Providers of securities services must soon comply with complex new rules on how information is shared, including a requirement to provide shareholder identification, stricter timeframes for agenda distribution and vote processing, and increased transparency along the investor communications chain. Are you ready?
Want to learn more? Sign up for our SRD II roadshow in September, coming to Tokyo, Hong Kong, Singapore and Sydney. Email apacmarketing@broadridge.com to register.
If you are a holder and/or issuer of LIBOR-linked securities extending beyond the end of 2021 the time to prepare is now. It should be an urgent priority not only to evidence support for the transition but also build internal expertise required to compete in the post LIBOR marketplace. Find out more in our white paper about what you need to consider to get ready for this change.
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