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Broadview Asia Pacific

Quarterly market insights for the Asia Pacific region from Broadridge - September 2019.

Broadview Asia Pacific Newsletter
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Table of Contents
Previous editions

Welcome to this quarter’s edition of Broadview Asia Pacific. Last quarter we focused on extraterritorial regulations landing in 2020, and this edition doesn’t stray too far from the same theme. Asia Pacific firms have a lot to consider and prepare for in the coming months and years, so we’ve been working closely with our subject matter experts to bring you the latest on these global market changes and trends so you can be ready for what comes next.

To make sure Broadridge is ready, we’ve been growing our team of global leaders and in the last quarter have had the pleasure of welcoming Samir Pandiri as President of Broadridge International, Frederick Duden as Global Head of Product Development, and Amit Zavery as our newest appointment to the Board of Directors. Their collective knowledge and unique experience across finance and technology industries will help us to continue delivering on our strategy and expand our global reach to support financial services companies around the world.

If you have any questions or want to set up a meeting to learn more about the content in this quarter’s update, don’t hesitate to get in touch:

White Paper: The Future of Operations: Finding a Home for Fintech

The overall business case for new technology is clear – but the ability of financial services to harness the power of fintech in their operations to exploit the current boom and any future potential upside – is not.

Find out how asset managers are exploring the opportunities presented by artificial intelligence, cloud, distributed ledger technology and robotic process automation.



Video: Shareholder Rights Directive – It’s Time to Act!

The revised Shareholder Rights Directive (SRD II) is set to significantly impact investor communications. Providers of securities services must soon comply with complex new rules on how information is shared, including a requirement to provide shareholder identification, stricter timeframes for agenda distribution and vote processing, and increased transparency along the investor communications chain. Are you ready?


Want to learn more? Sign up for our SRD II roadshow in September, coming to Tokyo, Hong Kong, Singapore and Sydney. Email to register.


White Paper: LIBOR Replacement

If you are a holder and/or issuer of LIBOR-linked securities extending beyond the end of 2021, the time to prepare is now. It should be an urgent priority not only to evidence support for the transition but also build internal expertise required to compete in the post-LIBOR marketplace. Find out more in our white paper about what you need to consider to get ready for this change.




Join us at these upcoming industry conferences to hear first-hand industry and market insights from Broadridge experts.


Press Releases

Steering Committee Members

Thomas Broderick
State Street Corporation
Custodial Bank
Lawrence Conover
National Financial Services LLC
Steven Dapcic
Pershing LLC
Michael Garland
The New York City Comptrollers’ Office
Institutional Investor
Stacey K. Geer
Primerica Inc.
Corporate Issuer
Philip Larrieu
California State Teachers’ Retirement System
Institutional Investor
Gloria Lio
Bank of New York Mellon
Custodial Bank
Mark S. Lyon
Synchrony Financial
Corporate Issuer
Michael Marino
Credit Suisse
Custodial Bank
James Monahan
Morgan Stanley & Co. Inc.
Stephen Norman
S.P. Norman & Company, LLC
Committee Chair
William J. O'Shaughnessy
Quest Diagnostics Inc.
Corporate Issuer
Valiere Simpson
TD Ameritrade
Chad Spitler
CamberView Partners
Corporate Issuer
Joseph C. Swanson
The NorthernTrust
Custodial Bank

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