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Broadview Asia Pacific

Quarterly market insights for the Asia-Pacific region from Broadridge - February 2018.

Broadview Asia Pacific Newsletter

Welcome to our quarterly newsletter. We hope you had a good start to 2018.

We recently made a major announcement about the creation of Broadridge International. We are enhancing our long-term commitment to supporting our clients in this region as we increase our capabilities to deliver more globally integrated solutions to address the challenges you face today and tomorrow. Tom Carey has been appointed to head Broadridge’s international efforts and has joined the Executive Committee.

Have you seen our new international and Japanese websites? Take a look! The sites have been fully revamped to show the solutions and insights we provide today across Asia Pacific. Let us know what you think.

If you’d like to receive this newsletter by email, please complete the sign up form.

Cash Management Challenges in Asia Pacific

In a new study with The Corporate Treasurer, we asked senior cash and payment banking executives what the biggest challenges facing their operations are; 63% named regulation and compliance. Read more about the challenges and possible solutions in the report and register for our webinar "Steps to achieving true cash and liquidity management."



Blockchain and Artificial Intelligence in Action

As a leading global fintech leader Broadridge recently demonstrated state of the art technology at the Singapore Fintech Festival. In this video, hear from our global and regional leaders about how Broadridge is leading the way in the application of blockchain, cloud and artificial intelligence with specific use cases in bilateral repos, global proxy vote transparency, trade allocations and email categorisation.


Also see our recent articles about next generation technologies in The Business Times, the South China Morning Post, Bloomberg Radio and Fintech Innovation, and our recent white paper on applications for artificial intelligence in securities finance and collateral management.


Regulatory Survival

The regulatory environment in which financial services operate in today is changing how business is done. While MiFID II is just the start, there is a host of further regulation coming down the pipe – much of it aimed at creating greater transparency in the way the markets trade. With MiFID II now in place, we take a look at what is really new about this piece of regulation in our white paper "Surviving MiFID II – Predictable Yet Unexpected Risks."


Also see our recent article in Regulation Asia about the impact of global regulation of firms in Asia Pacific.


Global Market Intelligence

In January, our Global Market Intelligence team presented the latest trends in ETFs and Mutual Funds during a regional roadshow with the Association of Luxembourg Fund Industry (ALFI).




Meet us at upcoming Broadridge events and industry conferences across Asia Pacific:

  • IMAS Lunchtime Talk Series, Singapore, 13 February: we will present insights on “APAC ETF Opportunities: The Next Growth Frontier” to IMAS members.
  • ICGN-IIRC Tokyo Conference 2018, Tokyo, 28 February – 1 March: meet us at the Broadridge booth to find out more about our corporate governance solutions.
  • Derivatives World Asia 2018, Hong Kong, 11-12 April: join us at the event to reimagine derivatives operations.
  • Broadridge Exchange Japan, Tokyo, 29 May: save the date, further details to follow.
  • SAFAA Stockbrokers and Financial Advisors Conference, Melbourne, 23-24 May: Broadridge is pleased to be a major sponsor again this year.


Recent Press Releases

We welcome your feedback on how we can further improve this newsletter. Contact us at if you would like to know more about any of the topics mentioned or if you have any comments about how we can make this newsletter more useful for you.

Steering Committee Members

Thomas Broderick
State Street Corporation
Custodial Bank
Lawrence Conover
National Financial Services LLC
Steven Dapcic
Pershing LLC
Michael Garland
The New York City Comptrollers’ Office
Institutional Investor
Stacey K. Geer
Primerica Inc.
Corporate Issuer
Philip Larrieu
California State Teachers’ Retirement System
Institutional Investor
Gloria Lio
Bank of New York Mellon
Custodial Bank
Mark S. Lyon
Synchrony Financial
Corporate Issuer
Michael Marino
Credit Suisse
Custodial Bank
James Monahan
Morgan Stanley & Co. Inc.
Stephen Norman
S.P. Norman & Company, LLC
Committee Chair
William J. O'Shaughnessy
Quest Diagnostics Inc.
Corporate Issuer
Valiere Simpson
TD Ameritrade
Chad Spitler
CamberView Partners
Corporate Issuer
Joseph C. Swanson
The NorthernTrust
Custodial Bank

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