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Financial Services
Expert solutions for financial services for over five decades
- Asset Management
  Alternative Managers
  - Enhance and simplify portfolio management
  - Manage risk and optimise operational efficiency
  Fund Administrators and Prime Brokers
  - Support operational control and scalability
  - Adapt to growing investment complexity and regulatory burden
  Global Investment Managers
  Global Funds
  CLO Managers
  - Manage risk and optimize operational efficiency
  - Enhance and simplify portfolio management
  Private Debt
  - Enhance and simplify portfolio management
  - Manage risk and optimise operational efficiency
- Capital Markets and Banking
- Wealth Management
  Wealth Management Firms
  Retirement Services Providers
  - Optimise trade processing
Corporations
Streamline shareholder communications and management
- Corporate Treasury
- Increase efficiencies in managing cash and risk
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Transform your business with communications, technology, data and analytics solutions
search-all-product
- - Asset Servicing
    - For Capital Markets
    - For Wealth Management Firms
- - Bank Debt and Loan Trading
- Banking Book Collateral Management
- - Billing and Expense Management
    - For Capital Markets
    - For Wealth Management Firms
- Branded Shareholder Portal
- Broadridge Payments-as-a-Service
- - Business Process Outsourcing
    - For Alternative Managers
    - For Global Investment Managers
- - Business Process Outsourcing
- - Cash Management
    - For Capital Markets
    - For Wealth Management Firms
- - Collateral Management
- Compliance and Regulatory Accounting Business Process Outsourcing
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- Corporate Trade Confirmation Service
- - Credit and Market Risk
- Custody Expense Management
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- Data Control Managed Services
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- - Data Management, Analytics and Reporting
- Data Management, Warehouse and Reporting
- Derivatives Trade Processing
- Digital Solutions
- Distribution 360
- DLT Repo
- End-to-end Lombard Lending
- Equity Trade Processing
- European Fund Market Intelligence
- Expense Management and Fee Validation
- Factsheet Production and Distribution
- Fee Billing
- Financial Report Preparation and Filing
- Financial Reporting
- Fixed Income Trade Processing
- - Foreign Exchange Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- Fully Paid Lending
- Fund Budgeting and Accruals
- Fund Data Distribution with Galaxia Data API
- Global Fund Data and Document Dissemination
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- Global Post Trade Management
- - Global Securities Class Action Services
- - Global SWIFT Services
- Institutional Market Intelligence
- Interactive Online Document Management
- Intermediary Fee Management
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    - For Alternative Managers
    - For Global Investment Managers
- Key Information Documents
- Lombard lending in the Cloud
- Market Analytics
- MiFID II Costs and Charges
- North American Post-Trade Business Process Outsourcing
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    - For Capital Markets
    - For Wealth Management Firms
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- Portfolio Management for CLO’s
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Article

ACT for SFTR

Dean Bruyns runs through the pillars of ACT; three guiding principles to help with firms' regulatory reporting.

posted November 16 2018

Copy Link Copied!

Dean Bruyns

Senior Product Manager,
Broadridge - Message Automation

Whenever regulatory reporting decisions have to be made and the consequences evaluated, use the three principles of Accuracy, Completeness and Timeliness for guidance. In an article in Securities Lending Times, Dean Bruyns explores how to follow the principles of ACT to keep you compliant with SFTR.

READ THE ARTICLE

Resource

SFTR: Your Regulatory Obligations

Article

SFTR: Arguments for the
Long-Term View

Article

SFTR and Brexit to Expose Regulatory Reporting Weakness

Broadridge, a global Fintech leader with
$5 billion in revenues, provides the critical infrastructure that powers investing, corporate governance and communications to enable better financial lives. We deliver technology-driven solutions that drive business transformation for our clients and help them get ahead of today’s challenges
to capitalise on what’s next.

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ACT for SFTR

Dean Bruyns runs through the pillars of ACT; three guiding principles to help with firms' regulatory reporting.