Mutual Fund Data and Suitability

Data-driven investor disclosure, updated daily

Improve operational efficiency, increase accuracy and mitigate risk

• Proprietary “fund mapping” technology assures timely, accurate information
• Comprehensive data feeds for mutual funds, ETFs, variable annuities and 529 plans
• Fee transparency and investor disclosure for point-of-sale transactions

Suitability analysis for funds or share classes

Validate fund recommendations with a simple suitability tool

• Perform suitability for up to five funds within the same asset category
• Perform suitability analysis for all eligible share classes within a fund
• Proprietary value ranking reviews funds on performance, expense, risk and consistency
• Automate documentation and archival of advisor recommendations

Simplified rollover reviews across portfolios

Compare 401(k) plans against IRA portfolios built from funds on your sell list

• Review a client’s previous and current 401(k) plan and new IRA options
• View at-a-glance breakdown of portfolios by asset categories
• Easily compare plan features such as loans
• Review cost projections at various time horizons

Streamlined approach for portfolio comparisons

Compare asset allocation models clearly and easily

• Quickly build portfolios from your sell list, aligned to asset allocation goals
• Compare diverse asset allocation models based on projected costs and value
• Perform share class analysis to select the right share class within desired funds
• Choose from among separate advisory programs, based on firm-level restrictions

Get current and historical fund information

Automate fund alerts and simplify fund research

• Receive daily alerts to notify you of fund changes
• Track other fund changes for competitive analysis
• Access current and historical documents
• Use filters to simplify and narrow your search