Asset Management

Drive growth with the right data, insights and technology

Transform your operations, strengthen client relationships and uncover new opportunities with solutions and services specifically for asset managers.

Infographic

U.S. Investors: The Big Shift

Report

Insights on the U.S. Investor

White Paper

Future of Operations: Changing the Nature of Work

White Paper

Retooling the Investment Management Industry’s Performance Yardstick for New Realities

Video

The Spirit of Innovation

Report

The Future of Marketing and Regulatory Communications

Report

ETF Outlook 2020

White Paper

Model portfolios and the future of distribution

Infographic

2020 CX and Communications Trends for Financial Services

Article

ESG and Impact Investing

White Paper

Next-Generation Proxy Voting Strategies for Asset Managers

Podcast

Emerging Technology in the APAC Region

Resource

Asset Management Regulatory Insights

Video

Broadridge Asset Management Solutions

White Paper

Retirement 2020

Institutional Investors

Optimize and scale your operations, meet compliance requirements and fulfill fiduciary duties with our flexible investment operations platform.

Mutual Funds and ETF Providers

Manage your operations more efficiently, stay compliant with changing regulations and understand the competitive landscape for funds and ETF's.

Drive profitability with automated revenue and expense management:

Bring efficiency, transparency and control to your accounting and billing processes with an integrated platform for managing and validating fees and expenses.

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Access unique distribution insights

Harness the power of data to gain deeper insight into the marketplace, better understand the competition and identify the best sales opportunities.

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Maximize marketing communications

Create more dynamic investor experiences while reducing costs and streamlining processes for all your targeted marketing communications.

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Drive a successful proxy outcome.

We help fund providers gain the proxy votes they need using multi-channel communications, tabulation and reporting capabilities.

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Simplify financial and regulatory reporting.

Stay focused on your core business while meeting tax and regulatory requirements.

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Enhance and simplify portfolio management:

Streamline key portfolio management processes—including trading, data management and reporting—for improved operational efficiency.

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Retirement Services Providers

We help retirement firms cost-effectively engage with participants, advisors and plan providers. Our suite of mutual fund trading, advisor targeting, data and analytics solutions simplifies operations and drives growth.

Optimize trade processing

We offer retirement plan providers maximum flexibility and investment choice on an open architecture mutual fund and ETF trading platform with access to more than 25,000 funds.

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Simplify regulatory and compliance reporting:

Adapt to regulatory changes, monitor risk and achieve greater visibility into your operations with our regulatory reporting and communications solutions.

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Maximize participant and plan sponsor engagement

Deliver more engaging, timely and relevant participant communications through our flexible, multi-channel communications platform.

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Equip advisors to grow their business

Tailor your business to the communication needs of advisors with actionable insight from a broad range of market, investment and client information.

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Global Investment Managers

We help you drive transformational change in your operating model and manage risk in a competitive global marketplace.

Enhance and simplify portfolio management()

Streamline key portfolio management processes—including trading, data management and reporting—for improved operational efficiency.

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Manage risk and optimize operational efficiency:

Streamline your operations and risk controls, so you can focus on what matters: maximizing investment returns, managing risk and growing your business.

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Drive profitability with automated revenue and expense management[]

Drive profitability and gain operational advantage with our expense management and fee validation platform.

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Alternative Managers

Transform your operating model to efficiently raise capital and generate Alpha.

Enhance and simplify portfolio management--

Streamline key portfolio management processes—including trading, data management and reporting—for improved operational efficiency.

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Manage risk and optimize operational efficiency--

Our portfolio and order management, trading, reporting and analytics solutions help streamline your back office operations and risk controls.

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Fund Administrators and Prime Brokers

Our services help fund administrators and prime brokers scale their operations, achieve greater efficiency, stay compliant and communicate with investors.

Support operational control and scalability

Gain greater control of your operations to better manage risk, control costs and grow your business with our investment operations platform.

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Adapt to growing investment complexity and regulatory burden

Keep pace with an ever-changing regulatory environment with our technology and expertise.

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Video

Broadridge Asset Management Solutions

The future holds amazing opportunities for those equipped to adapt to changing investor preferences, regulatory needs and low returns. See how asset managers can unlock greater potential and engage customers in new ways.

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The future holds amazing opportunities – for those who can embrace this changing world of investor preferences – regulatory needs – and low returns.

How will asset managers unlock greater potential and engage customers in new ways?

It starts with re-thinking the way you operate – by opening your mind to the possibilities of technology – by focusing on your core strengths and investment strategies – then choosing the right partners for everything else.

What if you could create operational alpha – to manage risk – and to lower your costs?

What if you could streamline your middle and back office leveraging a single, operational technology platform that manages everything from portfolio management to reconciliation and billing?

Or service your clients the way they want, when they want – using the latest digital cloud communications and predictive analytics?

Asset Managers rely on our technology and expertise to help them scale so they can confidently adapt to changing market conditions in the future.

Everything we do is for one purpose – to help you adapt and be ready. Ready for next.

Asset Management

Powering the world's leading investors

90%

Mutual fund assets that flow through our platforms.

225

Asset Managers use our portfolio and order management solutions.

55M

Retirement plan participants receive our communications.

Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities

Let’s talk about
what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

REQUEST INFORMATION

15(c) Board Reporting

22c-2 Compliance

Advisor Resource Center

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Capital Markets Disclosures

Cash Management

Collateral Management

Composition and Publishing for Legal Documents

Connectivity

Consumer Preference and Profile Management

Continuing Education

Credit and Market Risk

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Experience Management

Direct Marketing

Document Composition

EDGARForms

Enhanced Packaging

Enhanced Proxy Design

Equity Trade Processing

ESG Advisory Services

Expense Management and Fee Validation

Financial Reporting

Fixed Income Trade Processing

Foreign Exchange Trade Processing

Global Securities Class Action Services

Global SWIFT Services

Global Tax Reclaim and State Tax Reporting

Intelligent Prospecting

Intraday Risk Monitoring

Investment Accounting

Local Business Listings

Managed Services, Hosting and Integration

Newsletters

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery and Postal Optimization

Print Marketing

Private Fund Compliance Reporting

Proxy Services

ProxyVote

Rapid Onboarding

Reconciliation

Reference Data Management

Registered Proxy Services

Regulatory Communications

Revenue Management and Fee Billing

Sales and Asset Reporting

Securities Finance

Seminars

Shareholder Data Services

Sponsored Name Placement

Stock Transfer

Tax Services

Trading Platforms

Vdr

Virtual Shareholder Meeting

Visual Analytics

Wealth Insight Services

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Solution Title

The right insights, right now

About Broadridge

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