Asset Management

Drive growth with the right data, insights and technology

Transform your operations, strengthen client relationships and uncover new opportunities with solutions and services specifically for asset managers.

White Paper

Future of Operations Finding a Home for Fintech

White Paper

Model portfolios and the future of distribution

Infographic

CX and Communications Trends for Financial Services

Article

ESG and Impact Investing

White Paper

Next-Generation Proxy Voting Strategies for Asset Managers

Podcast

Emerging Technology in the APAC Region

Resource

Asset Management Regulatory Insights

Video

Broadridge Asset Management Solutions

White Paper

Retirement 2020

White Paper

Future of Operations: Simplify, Innovate and Transform

Institutional Investors

Optimize and scale your operations, meet compliance requirements and fulfill fiduciary duties with our flexible investment operations platform.

Mutual Funds and ETF Providers

Manage your operations more efficiently, stay compliant with changing regulations and understand the competitive landscape for funds and ETF's.

Drive profitability with automated revenue and expense management

Bring efficiency, transparency and control to your accounting and billing processes with an integrated platform for managing and validating fees and expenses.

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Access unique distribution insights

Harness the power of data to gain deeper insight into the marketplace, better understand the competition and identify the best sales opportunities.

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Maximize investor communications and engagement

Engage and educate customers with relevant, multi-channel communications that help you improve relationships with less cost and complexity.

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Drive a successful proxy outcome

We help fund providers gain the proxy votes they need using multi-channel communications, tabulation and reporting capabilities.

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Simplify financial and regulatory reporting

Stay focused on your core business while meeting tax and regulatory requirements.

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Enhance and simplify portfolio management

Streamline key portfolio management processes—including trading, data management and reporting—for improved operational efficiency.

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Retirement Services Providers

We help retirement firms cost-effectively engage with participants, advisors and plan providers. Our suite of mutual fund trading, advisor targeting, data and analytics solutions simplifies operations and drives growth.

Optimize trade processing

We offer retirement plan providers maximum flexibility and investment choice on an open architecture mutual fund and ETF trading platform with access to more than 25,000 funds.

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Simplify regulatory and compliance reporting

Adapt to regulatory changes, monitor risk and achieve greater visibility into your operations with our regulatory reporting and communications solutions.

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Maximize participant and plan sponsor engagement

Deliver more engaging, timely and relevant participant communications through our flexible, multi-channel communications platform.

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Equip advisors to grow their business

Tailor your business to the communication needs of advisors with actionable insight from a broad range of market, investment and client information.

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Global Investment Managers

We help you drive transformational change in your operating model and manage risk in a competitive global marketplace.

Alternative Managers

Transform your operating model to efficiently raise capital and generate Alpha.

Enhance and simplify portfolio management

Streamline key portfolio management processes—including trading, data management and reporting—for improved operational efficiency.

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Manage risk and optimize operational efficiency

Our portfolio and order management, trading, reporting and analytics solutions help streamline your back office operations and risk controls.

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Fund Administrators and Prime Brokers

Our services help fund administrators and prime brokers scale their operations, achieve greater efficiency, stay compliant and communicate with investors.

Support operational control and scalability

Gain greater control of your operations to better manage risk, control costs and grow your business with our investment operations platform.

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Adapt to growing investment complexity and regulatory burden

Keep pace with an ever-changing regulatory environment with our technology and expertise.

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Asset Management

Powering the world's leading investors

90%

Mutual fund assets that flow through our platforms.

225

Asset Managers use our portfolio and order management solutions.

55M

Retirement plan participants receive our communications.

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Advisor Resource CenterAdvisor Resource Center

Advisor WebsitesAdvisor Websites

Annual ComplianceAnnual Compliance

Asset ServicingAsset Servicing

Bank Debt and Loan TradingBank Debt and Loan Trading

Beneficial Proxy ServicesBeneficial Proxy Services

Billing and Expense ManagementBilling and Expense Management

Capital Markets DisclosuresCapital Markets Disclosures

Cash ManagementCash Management

Collateral ManagementCollateral Management

Communications Consulting Communications Consulting

Compliance and Regulatory Accounting Managed ServicesCompliance and Regulatory Accounting Managed Services

ConnectivityConnectivity

Consumer Preference and Profile ManagementConsumer Preference and Profile Management

Continuing EducationContinuing Education

Credit and Market RiskCredit and Market Risk

Data Management and ArchivalData Management and Archival

Data Management, Analytics and ReportingData Management, Analytics and Reporting

Derivatives Trade ProcessingDerivatives Trade Processing

Digital DeliveryDigital Delivery

Digital Experience ManagementDigital Experience Management

Direct MarketingDirect Marketing

Document CompositionDocument Composition

EDGARFormsEDGARForms

Enhanced PackagingEnhanced Packaging

Enhanced Proxy DesignEnhanced Proxy Design

Equity Trade ProcessingEquity Trade Processing

Expense Management and Fee ValidationExpense Management and Fee Validation

Expense Management Managed ServicesExpense Management Managed Services

Fixed Income Trade ProcessingFixed Income Trade Processing

Foreign Exchange Trade ProcessingForeign Exchange Trade Processing

Global Securities Class Action ServicesGlobal Securities Class Action Services

Global SWIFT ServicesGlobal SWIFT Services

Intelligent ProspectingIntelligent Prospecting

Intraday Risk MonitoringIntraday Risk Monitoring

Investment AccountingInvestment Accounting

Managed Reference Data ServiceManaged Reference Data Service

Managed Services, Hosting and IntegrationManaged Services, Hosting and Integration

Mobile AppMobile App

NewslettersNewsletters

Operational Risk ManagementOperational Risk Management

Performance and AttributionPerformance and Attribution

Performance Dashboards and Operational ReportsPerformance Dashboards and Operational Reports

Portfolio and Order ManagementPortfolio and Order Management

Portfolio Securities VotingPortfolio Securities Voting

Post Trade and Regulatory CompliancePost Trade and Regulatory Compliance

Post Trade Processing Managed ServicesPost Trade Processing Managed Services

Pricing and ValuationPricing and Valuation

Print Delivery and Postal OptimizationPrint Delivery and Postal Optimization

Print MarketingPrint Marketing

Professional ServicesProfessional Services

Proxy ServicesProxy Services

ProxyVoteProxyVote

Rapid OnboardingRapid Onboarding

ReconciliationReconciliation

Reconciliation Managed ServicesReconciliation Managed Services

Reference Data ManagementReference Data Management

Registered Proxy ServicesRegistered Proxy Services

Regulatory CommunicationsRegulatory Communications

Revenue Management and Fee BillingRevenue Management and Fee Billing

Sales and Asset ReportingSales and Asset Reporting

Securities FinanceSecurities Finance

SeminarsSeminars

Shareholder Data ServicesShareholder Data Services

SmartRoomSmartRoom

Sponsored Name PlacementSponsored Name Placement

Stock TransferStock Transfer

Tax ServicesTax Services

Virtual Shareholder MeetingVirtual Shareholder Meeting

Wealth Insight ServicesWealth Insight Services

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