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We’ve engineered efficiencies to streamline compliance.
The SEC ruling on Tailored Shareholder Reports adds complexity far greater than a simple redesign. Without an efficient plan, the increased volume and tight deadlines can impact operations and overload resources.
Broadridge can help. We’ve captured the requirements, identified best practices and automated workflows so you can satisfy compliance with a better shareholder experience.
1. Composition and tagging
Take a more automated approach to report creation and iXBRL tagging.
2. Inline print-on-demand and physical distribution
Commingle statements for an entire portfolio in a single envelope to improve the shareholder experience.
3. Digital distribution
Enhance your emails with personalized data, shareholder education and targeted messaging.
Comply with SEC requirements for linking, storage and hosting of all documents related to fund and share class.
Streamline the electronic filing of Tailored Shareholder Reports and Form N-CSR.
Streamline operations even further with a fully integrated approach to Tailored Shareholder Reports. A single point of contact and connected workstreams automate handoffs and simplify tracking.
Strict rules around document design are only the start. New Tailored Shareholder Reports requirements apply to Form N-1A registrants and have provisions for content, distribution, filing and website availability. Firms will need to incorporate specific steps at multiple points in the process.
Start with the facts. New summary disclosures are designed to help retail investors monitor their fund investments with greater ease and transparency. Learn about the essential elements of every Tailored Shareholder Report.
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