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Securities Finance

A front- to back-office solution for the full trade life cycle

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Streamline securities finance and collateral management with an integrated solution for firms of all sizes on both the buy-side and sell-side. Optimize inventory, enhance trading opportunities, reduce costs and improve efficiency across your business through full front- to back-office functionality.

Streamline your securities finance transactions

A global, real-time, multi-asset solution for securities lending, repo, synthetic finance and collateral management. Supports both agency and principal trading of equities and fixed income securities.

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Electronic Trading & Rapid Trade Entry
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Real-time Global Inventory Views
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Collateral Management & Optimization
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Trade Life Cycle Support & Automation
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Settlement Management
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Reporting and Analytics

Learn More About Securities Finance

FastStart Model

  • Simple UI-based, on-demand ETL & data management toolkit
  • Implemented in a few weeks
  • Core trading, inventory & collateral management, billing, reporting, P&L for Repo and SBL
  • AWS SaaS Model
  • Low entry point, 
  • Scalable to expand as required into Full Service model

Full Service Mainline Model

Securities Lending & Borrowing

  • Trade more effectively with clear views of global inventory, trading platform connectivity and rapid trade entry tools
  • Gain a reputation for operational efficiency through trade lifecycle automation and corporate actions processing
  • Full front- to back-office support with risk analytics, settlement tracking and flexible reporting tools

Full Service Mainline Model

Repo

  • Improve decision-making with global inventory management and support for balance sheet usage analysis, Basel III LCR and collateral upgrade/downgrade trades
  • Enhance full front- to back-office trade life cycle support across equity and fixed income, principal and agency
  • Streamline market activities through integrated liquidity aggregation in the inventory manager, enabling quoting, market-making, execution and optimization

Collateral Management

  • Realize the benefits of enterprise-wide collateral management and optimization for derivatives, securities lending and repo
  • Manage risk on a more holistic basis while efficiently matching collateral supply with demand across all obligations in an optimized way
  • Increase margin automation with workflow and connectivity to comply more easily with new regulatory requirements
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How We Can Help

Market-leading functionality built over two decades

$7T
Fixed income and equity securities trades per day.
98%
Client revenue retention rate.
The data on this site is U.S. data unless otherwise stated.

The Securities Finance industry is facing challenges to simplify and streamline their transactions while simultaneously fighting regulatory and cost pressures. Broadridge enables firms to meet obligations by creating successes and efficiencies across the full trade life cycle.

Jerry Friedhoff
Darren Crowther Social icon Linkedin
General Manager, SFCM, Broadridge
Resource

Repo Order Quote (ROQ) Solution

Learn more about our ROQ solution to make trading faster, simpler and more streamlined. The solution is a front-office repo trading tool that gives traders a clearer view of liquidity through multi-market aggregation.
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Broadridge Launches Innovative Repo Electronic Trading Solution
Broadridge launches Repo Order Quote (ROQ) Solution, offering a multi-market aggregation and execution tool for repo markets.
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Capital Markets

Transform your trade life cycle

Discover how Broadridge solutions can provide transformative operational and cost advantages, from front-office trading and financing to back-office, post trade processing.
Equity Trade Processing
Fixed Income Trade Processing
Foreign Exchange Trade Processing
Derivatives Trade Processing
Collateral Management
Securities Finance
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