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About Broadridge

Security Capabilities

Your data is our biggest concern

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Mitigating security risks in a constantly changing environment is something Broadridge takes seriously. Banks, broker-dealers, issuers, mutual funds and institutional investors worldwide trust Broadridge to securely process and distribute the securities data and investor information that drives their businesses and the global marketplace.

To protect the technology infrastructure that stores, processes and transmits our clients’ confidential information, Broadridge has a dedicated and trained Information Security team with the sole purpose of managing Broadridge’s internal and external security efforts including securing our facilities and data centers, educating our associates and most importantly, protecting our clients’ confidential information.

Our advanced technology combined with a comprehensive information security program validated by ISO 9001/27001 certification and the CSA STAR Level 2 Certification (Cloud Security Alliance Security Trust Assurance and Risk) is aligned with the NIST Cybersecurity framework. It covers various facets, starting with the governance of the program, to:

  • Instituting appropriate technologies and processes
  • Monitoring regularly and addressing threats and vulnerabilities
  • Enhancing and expanding security initiatives
  • Preparing and regular testing of response measures
  • Ongoing training of our associates

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