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+442075513000	EMEA
+65 6438 1144	APAC

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+1 800 353 0103	North America
+442075513000	EMEA
+65 6438 1144	APAC

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+1 800 353 0103	Amérique du Nord
+1 905 470 2000	Canada Markham
+1 416 350 0999	Canada Toronto

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+1 800 353 0103	Amérique du Nord
+1 905 470 2000	Canada Markham
+1 416 350 0999	Canada Toronto

Post-Trade Business Process Outsourcing

Redefine your operating model for post-trade processing

Increase operational efficiency, control expenses, stay compliant and scale your business with our leading technology and operational expertise. Benefit from our technology and operations outsourcing for the entire trade life cycle, from trade capture through clearance and settlement to books and records.

Streamline your operations while improving oversight

Our comprehensive governance and control model was developed under regulatory scrutiny to establish ongoing oversight policies, ensuring that the best interests of investors are never compromised.

IIROC Regulated Broker-Dealer

Outcome-Based SLA

Performance Transparency

Enterprise-Wide Monitoring

Real-Time Business Continuity

Support High-Volume Trades

A trusted source for technology and operations outsourcing

We provide post-trade processing for multiple asset classes, including fixed income and equity.

Learn More About Our Operating Functions

Clearance and Settlement

Trade balancing/matching
Purchase and sales trade reconciliation
Post-trade date correction
Vault/safekeeping services
Settlement processing

Asset Servicing

Corporate actions and proxy processing
Margin processing
Tax processing and reporting
Security master/pricing maintenance
Retirement/mutual funds processing

Regulatory Reporting

Customer protection
Net capital calculation
Accounting/financial reporting
Standard transmissions to Self-Regulatory Organization (SRO)

Risk and Control

Risk management
Trade monitoring
Firm balancing and reconciliation
Books and records retention

Trade Allocation

Rules-based engine for blocking, modifications and allocations
Support all markets and fees
Integrate directly with industry utilities: OASYS, CTM and GETC

See Product Specifications

How We Can Help

Leading technology and proven operations

39M

Customer accounts supported by our Business process outsourcing.

~5M

Daily trades.

#1

Best Outsourcing Provider to the Sell-Side 2016, 2017, 2018, 2019 and 2020.

Broadridge Wins Managed Support Services Provider of the Year From Risk.net

Broadridge Wins Best Outsourcing Provider to the Sell-side for the Third Consecutive Year

Celent Research: Utility Solutions in Capital Markets

Transforming Business Operations for Brokerages

Global Tier 1 Bank Transforms Operations to Fuel Long-Term Growth

Managing Risk at Brokerages

Industry Transformation

Making Brokerage Operations More Efficient

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what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

REQUEST INFORMATION