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About Broadridge

Collateral Management

Collateral Management automation and optimisation solution

  • Cross product solution centralises margin calls across different asset classes
  • Reduces counterparty and operational risk
  • Margin call automation provides exception-based approach
  • User defined workflows gives greater control to the business
  • Disputes management and regulatory reporting
  • Real time data links and processing for the mobilisation of collateral

  • Acadia
  • TriResolve
  • ISDA SIMM providers
  • Swift messaging with custody, Triparty agents and CCPs
  • MA ClearVelocity managing the centrally cleared derivatives collateral data

  • Real time views of cash and securities across asset classes
  • Liquidity management with direct links to securities financing platform
  • Forward dated position management
  • Optimising the use of securities across obligations

  • Simple UI-based, on-demand ETL & data management toolkit
  • Implemented in a few weeks

Market-leading functionality built


Fixed income and equity securities trades per day.


Client revenue retention rate

What is included in Broadridge SFCM Collateral Solution:

Global Inventory and Exposure Management

  • Clearly see security and cash positions in real time at multiple levels across business lines and asset classes
  • Trade more effectively with clear views of global inventory, trading connectivity and rapid trade entry tools
  • View and manage exposures and margining workflow for securities lending, repo, exchange-traded and OTC derivatives and CCP collateral
  • Create and manage sophisticated eligibility/haircuts/concentration schedules and optimise collateral pledges and receipts

Collateral Optimisation

  • Sophisticated tools for collateral trading and optimisation,
  • Optimise collateral across Securities Lending, Repo, Bilateral OTC derivatives and ETDs
  • Manage your risk with real-time, consolidated and optimized views of global assets

Trade Life Cycle Processing

  • Deal operationally with the increase in margin calls driven by central clearing and Regulatory Non-Cleared Margin Reform
  • Process trade life cycle events including mark-to-market, margin calls, trade amendments, corporate actions, returns, collateral substitutions, disputes, etc.


  • Increase straight through processing through integration with a wide range of market infrastructure, electronic markets and utilities
  • Streamline tri-party collateral management with real-time interfaces and messaging
  • Enquire and report on a wide range of data to create custom reports and run automated scheduled reports that can be sent out by fax/email etc
  • Deal with the burden of regulatory reporting mandates across various collateral activities.
  • Acadia, supports automation across the different collateral functions with real time connectivity and enables daily activities to be efficiently agreed with counterparties.
  • TriResolve, configurable interfacing with portfolio reconciliation tools to help avoid disputes arising from exposures.
  • ISDA SIMM and GRID methodologies, interfacing with market leading providers to support the calculations required to mitigate counterparty exposures within the ISDA Reg IM CSA framework.
  • Swift, highly configurable messaging capabilities and supports real time connectivity when mobilizing collateral whether with custody, Triparty agents, central clearing houses or exchanges.
  • MA ClearVelocity, the Broadridge product harmonizes the fragmented collateral data and delivers into the collateral system to provide a global view of margin requirements across CCPs, FCMs and exchanges.

Explore Industry Specific Applications

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Get in touch and see if our DLR solution is right for you.

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