Client Focused Reforms Solutions

With Broadridge’s customer-centric, single-data, real-time design, you’ll be ready not just for The Client-Focused Reforms [CFR] in 2021, but for whatever comes next. Our open architecture platform eases and expedites any major change, market or regulatory, while insulating and preserving the value in your legacy systems.

Broadridge has partnered with Skymantle Technologies to offer a tool to allow advisors to compare like-for-like securities through a simple to use interface, initiated through a single sign on (SSO) from Dataphile. The comparison solution can be called as part of pre-trade portfolio process or as part of the overall trade process.

A cloud-based staff conduct risk platform which automates and digitizes core compliance requirements for firms operating insurance, wealth management, portfolio management, and capital markets – or as dual/multi-registrants. Broadridge Advisor Compliance provides the centralized workflows, data and analytics that allow firms to proactively identify and manage compliance risks.