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Wealth

Client Focused Reforms Solutions

Tackle your CFR obligations with confidence.

Broadridge’s customer-centric, single-data, real-time design, will help you be ready not just for The Client-Focused Reforms (CFR) but for whatever comes next.

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Broadridge Compliance Module

Integrated enterprise solution for configurable CFR compliance.

Included Products

Broadridge Client Centric Compliance Management

With Broadridge’s customer-centric, single-data, real-time design, you’ll be ready not just for The Client-Focused Reforms [CFR] in 2021, but for whatever comes next. Our open architecture platform eases and expedites any major change, market or regulatory, while insulating and preserving the value in your legacy systems.

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KYP Comparison Solution

Broadridge has partnered with Skymantle Technologies to offer a tool to allow advisors to compare like-for-like securities through a simple to use interface, initiated through a single sign on (SSO) from Dataphile. The comparison solution can be called as part of pre-trade portfolio process or as part of the overall trade process.

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New and easy solution to address KYP for Client Focused Reforms

Wealth Management

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Advisor Content Communication Platform

Advisor Resource Centre

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Broadridge Video Studio

Business Process Outsourcing

Capital Markets Disclosures

Cash Management

Collateral Management

Compliance and Regulatory Accounting Business Process Outsourcing

Connectivity

Consumer Preference and Profile Management

Control Solutions

Credit and Market Risk

Customer Communications

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Document Delivery

Digital Experience Management

Direct Marketing

Document Composition

EDGARForms

Equity Trade Processing

Expense Management and Fee Validation

Expense Management Business Process Outsourcing

Financial Statement and MRFP Delivery Solution

Fixed Income Trade Processing

Foreign Exchange Trade Processing

Global Post Trade Management

Global Securities Class Action

Global SWIFT Services

Intraday Risk Monitoring

Investment Accounting

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery

Print Solutions

Professional Services

Proxy Management

Proxy Services

R•Digital

R•Funds

R•Wholesale Term

Reconciliation

Reconciliation Business Process Outsourcing

Reference Data Business Process Outsourcing

Reference Data Management

Revenue Management and Fee Billing

Securities Finance

Virtual Shareholder Meeting

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