Trade and Transaction Reporting
Control and transparency for reporting to multiple repositories in North America, EMEA and APAC from multiple internal systems across asset classes
- Available on an installed or hosted basis
- Rules-based, built-for-purpose strategic platform
- Business rules validation to identify pre-submission errors
- Robust and proven for Dodd-Frank, EMIR, MiFID II, CAT, SFTR and other jurisdictions
- Single solution for all asset classes and reporting destinations
- Highly configurable dashboards to handle regulatory operations monitoring, workflow and remediation
- Real-time and T+1 reporting
Enterprise Control Framework
A fully configurable workflow exception management solution with dashboards and reporting to assist root cause analysis
- Holistic view of trade status
- One solution for all asset classes, including OTC, listed derivatives, equities, fixed income and securities financing
- Error classification, prioritization and assignment
- Data lineage and reporting rule transparency
- Full audit trails
Trade Position Verification
End-to-end position or activity reconciliation for each reporting obligation proving completeness and accuracy of your reporting through a single platform
- Harmonize incoming data from external repositories for all jurisdictions and asset classes
- Harmonize data from multiple internal source systems
- Verify trade position economics from external repositories against internal books and records, and highlight exceptions and issues in a user configurable dashboard
- Enable routing and tracking of exceptions to appropriate internal consumers or systems for action
- Provide a full audit of human actions, detailed break ageing, root cause analysis and KPIs
- Reduce operational costs and risk of errors, and provide confidence that regulatory reporting meets your compliance obligations
