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Wealth Management

Drive growth with enhanced advisor tools and efficient operations

Strengthen client relationships and grow your business with customizable practice management tools and solutions to improve operations across your front, middle and back offices.

Wealth Management Firms

Both IIROC and MFDA wealth management firms rely on our solutions to optimize critical operations and enable advisors to provide an exceptional customer experience.

Enhance advisor marketing

Enable your advisors to build their practice with data-driven, targeted marketing and customizable brand-building tools.

Enhance client experience with dynamic advisor tools

Provide front-office teams with robust and collaborative technology that fosters customer engagement and a better customer experience.

Transform regulatory and customer communications

Create, send, manage and track regulatory and marketing communications with greater efficiency. Tools such as Inform, make information better by transforming the client information management function while providing a secure end-to-end onboarding solution.

Advance business management and support services

Take advantage of our proxy, tax, data and insight solutions that streamline your business operations and support services via industry-leading regulatory risk and expense management capabilities.

Transform the trade life cycle

Benefit from our wealth and retail brokerage trade management services to support real-time processing of equities, ETFs, mutual funds, options, international and fixed-income securities. Tools such as Broadridge’s Dataphile, provide a comprehensive suite of real-time solutions for Canadian independent securities and mutual fund dealers.

Optimize your operating model with managed services

Leverage our best-in-class technology and operations services. We help wealth management firms transform their operating model, gain efficiency and mutualize costs to meet business needs and compliance requirements.

Empower your transformation with confidence

Tap into our professional services and benefit from unique industry insights. Our services empower game-changing transformation that drives real business value.

Independent Advisor Solutions

Our customizable solutions will help advisors build their brand, share their knowledge and optimize their practice.
Wealth Management

Partnering with the world's top wealth management firms

1,100
Global banks and brokers partner with us for their wealth management solutions.
50+
Years of experience providing technology-driven solutions.
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Our representatives and specialists are ready with the solutions you need to advance your business.