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+1 800 353 0103	Amérique du Nord
+1 905 470 2000	Canada Markham
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+1 800 353 0103	Amérique du Nord
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Winfund W.investment

Enhanced back office capabilities for independent dealerships

Run your operations across multiple lines of business through our extensive investment framework. Optimize efficient workflows for independent Mutual Fund and Segregated Fund Dealers, EMDs, deposit brokers, MGAs and National Accounts. On our platform, eTrades are completed and client updates can be supported through Fundserv , through intermediaries, or through direct order entry.

Enabling efficient dealership operations

On our platform, eTrades are completed and client updates can be supported through Fundserv or through direct order entry.

W.connect and Back Office

Management/
Advisor Dashboards

W.compliance

Investor Facing Wealth Reports

Model Portfolios

Web Services/API

W.connect and Back Office

Core, web-based and back office user interface
Supports centralized, decentralized, hybrid, and multi-branch dealer operations
Servicing nominee, client name and intermediary accounts

Management/Advisor Dashboards

Business intelligence and dashboard views for advisors and dealer owners
Advisors use the dashboard to manage their investor book of business assets
Identify the status of compliance items and take needed actions.
Current and historical Management views of financial performance of the dealership
Comprehensive analysis of new money in, and money out of the dealership

W.compliance

A comprehensive suite of configurable day-to-day, ad-hoc and historical compliance reporting
Controls to satisfy all MFDA and AMF needs
Efficient single and multi-branch dealer operations
Includes toolkits and reporting to support regulatory audit requirements

Investor Facing Wealth Reports

Comprehensive, consolidated, customizable investor facing Wealth reports
For Mutual Fund and Segregated Fund dealers, EMDs, Deposit Brokers, MGAs and National Accounts

Model Portfolios

Creation and maintenance of Model Portfolios
Integrated investor profile questionnaire
Point Based Determination of Investor suitability

Web Services/API

Secure third-party application access to the Winfund digital ecosystem
Includes CRM, Portfolio Management, Robo Advisors
Includes AI-powered Wealth Management
Includes Onboarding Solutions and Straight Through Processing (STP)

See Product Specifications

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what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

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Want to see our global services?

Advisor Content Communication Platform

Advisor Resource Centre

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Broadridge Alternative Investments Hub

Broadridge Video Studio

Business Process Outsourcing

Capital Markets Disclosures

Cash Management

Collateral Management

Compliance and Regulatory Accounting Business Process Outsourcing

Connectivity

Consumer Preference and Profile Management

Control Solutions

Credit and Market Risk

Customer Communications

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Document Delivery

Digital Experience Management

Direct Marketing

Document Composition

Equity Trade Processing

Expense Management and Fee Validation

Expense Management Business Process Outsourcing

Financial Statement and MRFP Delivery Solution

Fixed Income Trade Processing

Foreign Exchange Trade Processing

Global Post Trade Management

Global Securities Class Action

Global SWIFT Services

Intraday Risk Monitoring

Investment Accounting

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery

Print Solutions

Professional Services

Proxy Management

Proxy Services

R•Digital

R•Funds

R•Wholesale Term

Reconciliation

Reconciliation Business Process Outsourcing

Reference Data Business Process Outsourcing

Reference Data Management

Revenue Management and Fee Billing

Securities Finance

Virtual Shareholder Meeting

Visual Analytics