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Beneficial Proxy Services

Seamlessly connect with street holders for all your regulatory communications

When brokers work with Broadridge you benefit from a provider who plans, executes and delivers your proxy and securityholder communications with modern and proven processing solutions. Using our centralized solution you work with a single entity across all your street positions, simplifying the process.

A centralized solution supports a successful annual meeting and vote outcome

Our innovative tools and technology simplify proxy processing for the industry and drive down your costs.

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Secure
Process
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Innovative
Technology
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ISO27001 Certified
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Real-Time Voting
Updates
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Cost
Effective
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Reduce
Regulatory Risk

Non-Objecting Beneficial Owners (NOBO) List Requests

A NOBO list contains beneficial securityholder name, mailing address and share amounts. A company can request a NOBO list from Broadridge, and we will obtain a consolidated list from our bank and broker clients for a given record date. Broadridge will provide this list to you on a CDROM.

Please note: The record date must be two or more business days from the request date and will take five days from the record date to process. E-mail addresses and telephone numbers are not included on the NOBO list.

Non Objecting Beneficial Owner (NOBO) Request Form

(Note: If you’re having problems viewing the file in your browser, right-click the button above and save the file to your desktop. Once downloaded, double-click to open the file on your desktop.)

How We Can Help

Backed by deep, proven expertise

$140M
Investment in technological advances.
900+
Banks and brokers rely on us for proxy processing.
100%
External auditor confidence level in the accuracy of ballots with greater than 50K shares.
Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities

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