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Wealth Management Firms

Create an enterprise multiregulatory wealth management platform

A proactive approach to regulatory compliance helps firms stay ahead of the evolving landscape. Broadridge helps IIROC and MFDA advisors meet diverse and demanding regulatory requirements by consolidating operations and administering business lines according to a single set of regulatory processes with configurable RPM platforms.

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Transform the Way You Service Customers

Stay ahead of regulatory change, product innovation and customer demands by transforming your wealth management lines of business. See why leading Canadian financial institutions choose RPM platforms to support over 15 million customer accounts.

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