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Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.
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Wealth Management Firms

Create an enterprise multiregulatory wealth management platform

A proactive approach to regulatory compliance helps firms stay ahead of the evolving landscape. Broadridge helps IIROC and MFDA advisors meet diverse and demanding regulatory requirements by consolidating operations and administering business lines according to a single set of regulatory processes with configurable Broadridge platforms.

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Transform the Way You Service Customers

Stay ahead of regulatory change, product innovation and customer demands by transforming your wealth management lines of business. See why leading Canadian financial institutions choose our platforms to support over 15 million customer accounts.

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