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Capital Markets

Transform your securities operations for real business value

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Gain transformative business advantage from optimizing securities operations. Our solutions help you achieve your target operating model, while navigating through risk and regulation.

The Green Roof
Article
The Green Roof
AI, ML, and RPA: No Longer SciFi
Webinar
AI, ML, and RPA: No Longer SciFi
CX and Communications Trends for Financial Services
Infographic
CX and Communications Trends for Financial Services
ABCDs of Innovation
Article
ABCDs of Innovation
Leveraging Machine Learning to Help Clients Transform Their Industries
Video
Leveraging Machine Learning to Help Clients Transform Their Industries
Times are Good. Prepare for the Inevitable.
Article
Times are Good. Prepare for the Inevitable.
Take a Fresh Look
Article
Take a Fresh Look
Broadridge Head of Strategy Outlines Innovation by Acquisition Approach
Article
Broadridge Head of Strategy Outlines Innovation by Acquisition Approach
Broadridge Forms Business Alliance With Charles River
Article
Broadridge Forms Business Alliance With Charles River
Broadridge Wins Managed Support Services Provider of the Year From Risk.net
Award
Broadridge Wins Managed Support Services Provider of the Year From Risk.net
Broadridge Wins Best Outsourcing Provider to the Sell-side for the Third Consecutive Year
Award
Broadridge Wins Best Outsourcing Provider to the Sell-side for the Third Consecutive Year
Blockchain Broadridge video
Video
Blockchain Unchained
Restructuring for Profitability
White Paper
Restructuring for Profitability
Industry Transformation
Video
Industry Transformation
The Path to a Post-trade Utility
Article
The Path to a Post-trade Utility
Powering Industry Utilities
Video
Powering Industry Utilities - Challenges & Opportunities
Readiness Assessment
White Paper
T+2 Readiness Assessment
Blockchain - Forbes
Article
Blockchain: Wall Street's Most Game-Changing Technology Advance Since the Internet
Post Trade Utility
Video
Post-Trade Utility: Why Now?
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Capital Markets Solutions

Our solutions bring competitive business and operational advantages to banks and broker-dealers globally.

Transform your trade life cycle

Streamline the entire trade process from front-office trading and financing to back-office processing, simplifying operations and creating value. Our solutions support multiple asset classes, markets, currencies and entities.
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Optimize your operating model with managed services

Leverage our best-in-class technology and operations services to achieve your target operating model. Our services help you gain efficiency and mutualize costs, while meeting your business needs and regulatory requirements.
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Streamline trade support, governance and compliance services

Optimize control, risk and support services with improved management of risk, cash, expenses, reference data, proxy, asset servicing, trade reconciliation and more.
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Empower your transformation with confidence

Gain confidence in your business and operational transformation by partnering with Broadridge. Our fintech expertise, industry presence and proven experience empower you to achieve game-changing results and business value.
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Advance control, risk and support services

Optimize control, risk and support services with improved management of risk, cash, expenses, reference data, proxy, asset servicing, trade reconciliation and more.
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Video

Capital Markets: Why Broadridge?

Transform your securities operations for real business value with our solutions.

Capital Markets

Proven experience that you can rely on

$7T
Fixed income and equity securities trades per day.
40
Years of regulated broker-dealer operations experience.
19
Of 24 primary dealers rely on Broadridge for fixed income processing.
The data on this site is U.S. data unless otherwise stated.
“By mutualizing highly standardized trade processing functions through a utility model, banks could wring out up to 40 percent of costs and the industry could save $2 billion to $4 billion annually.”
Charting a Path to Post-Trade Utility
Broadridge white paper
White Paper

Charting a Path to a Post-Trade Utility

Learn how a utility model can mutualize costs and help rebuild global bank ROE.
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